| 19-01145 | 01/07/2020 | Claimant(s): George Mathis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John P. Cullem, Gregory L. Hess, Lewis Gordon Brewer
Hearing Site: Orlando, FL
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| 18-04443 | 12/03/2019 | Claimant(s): Marcos Cigagna
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc.
Respondent Lawyers(s): Joel M. Everest, Patricia E. Cowart
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | |
| 19-00468 | 11/29/2019 | Claimant(s): Michael Hopkins
Claimant Lawyers(s): Joelle A. Simms
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Stuart K. Furman
Hearing Site: Orlando, FL
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| 19-00019 | 09/10/2019 | Claimant(s): Francesco Traina
Claimant Lawyers(s): Michelle M. Atlas
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | |
| 18-01161 | 08/29/2019 | Claimant(s): Philip Montante IRA
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
|  | $0 |
| 19-00363 | 08/16/2019 | Claimant(s): Kurt Sylvia
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s):
Hearing Site: Boca Raton, FL
| | |
| 18-03577 | 08/05/2019 | Claimant(s): Robert Cannella
Claimant Lawyers(s): John D. Stewart
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 18-04223 | 07/23/2019 | Claimant(s): William Molfetto
Claimant Lawyers(s): Joseph A. Vallo
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John A. Dewald, Deirdre Renee Fuller, Brian James Tagtmeier
Hearing Site: Houston, TX
| | |
| 18-04414 | 07/16/2019 | Claimant(s): Nita Pastor
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Sherry R. Wetsch
Hearing Site: New Orleans, LA
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| 18-00215 | 07/10/2019 | Claimant(s): Linda Imperia, Luigi Imperia
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Marsha Matson, Stanley Zamor, Sidney J. Wartel
Hearing Site: Miami, FL
| | $0 |
