| 10-05361 | 03/21/2014 | Claimant(s): Barry Goodman, Dana Goodman
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Meyers Associates, L.P.
Respondent Lawyers(s): David A. Schrader
Arbitrator(s): R. Thomas Barksdale, Jeffrey M. Bain, Donna L. Pavlick
Hearing Site: Nashville, TN
|  | $447,580 |
| 12-04128 | 03/21/2014 | Claimant(s): John Caudill, Molly Caudill
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Amelia F. Adams, Jeffrey M. Bain, Harold G. Wren
Hearing Site: Louisville, KY
| | $202,375 |
| 12-02163 | 11/22/2013 | Claimant(s): Mary Kunar
Claimant Lawyers(s): Douglas A. Kutsko
Respondent(s): Wells Fargo Advisors, Philip Kousaie, Thomas Hall
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Cleveland, OH
| | Expungement |
| 12-03726 | 10/10/2013 | Claimant(s): Jon Arnold
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amanda C. Hawley
Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, John B. Glueckert
Hearing Site: Columbus, OH
| | |
| 11-01014 | 06/14/2013 | Claimant(s): Albert Haynesworth
Claimant Lawyers(s): Philip N. Elbert
Respondent(s): Citigroup Global Markets., John Verble
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Jeffrey M. Bain, Darrell A. Hillis, D. Bruce Shine
Hearing Site: Nashville, TN
| | $390,000 |
| 08-02072 | 04/25/2013 | Claimant(s): Warner Group.
Claimant Lawyers(s): Barry K. Lake
Respondent(s): Citigroup Global Markets., John Spies
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Jeffrey M. Bain, Donald F. Shiffermiller, Albert Bernard Kerkhove
Hearing Site: Omaha, NE
| | |
| 12-01901 | 04/24/2013 | Claimant(s): Norbert Carey
Claimant Lawyers(s): Norbert C. Carey
Respondent(s): Douglas Justice, PNC Investments
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Louisville, KY
| | $4,395 |
| 12-02735 | 04/19/2013 | Claimant(s): Meltport Pension Trust
Claimant Lawyers(s): James N. Perich
Respondent(s): Kimberly Krapp, Richard Crist, Janney Montgomery Scott LLC
Respondent Lawyers(s): Carrie L. Chelko
Arbitrator(s): Jeffrey M. Bain
Hearing Site: Pittsburgh, PA
| | Expungement |
| 09-04968 | 01/08/2013 | Claimant(s): Jaclyn Cedeno
Claimant Lawyers(s): Peter R. Silverman
Respondent(s): Michael Anello, EKN Financial Services Inc., Obsidian Financial Group
Respondent Lawyers(s): Martin P. Unger, Michael A. Anello, Thomas Giugliano
Arbitrator(s): Jeffrey M. Bain, Karen Yvonne Preston, Stanley Kenneth Evans
Hearing Site: Columbus, OH
| | $469,420 |
| 11-03226 | 11/30/2012 | Claimant(s): Phyllis Culbertson
Claimant Lawyers(s): David P. Meyer
Respondent(s): J.J.B. Hilliard, W.L. Lyons
Respondent Lawyers(s): J. Curtis McCubbin
Arbitrator(s): Jeffrey M. Bain, Vincent S. Mezinko, Michael Angelo Massa
Hearing Site: Columbus, OH
| | $184,995 |
