| 11-01396 | 06/19/2012 | Claimant(s): Lloyd Kolokoff
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Bernard A. Becker, Gilbert Tendler, Ivy Robin Ginsberg
Hearing Site: Miami, FL
| | |
| 09-00994 | 08/04/2011 | Claimant(s): Eddie King
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets Inc.
Respondent Lawyers(s): Anne Marie Estevez
Arbitrator(s): Robert S. Natiss, Elena G. Rodriguez, Cindy L. Anderson
Hearing Site: Miami, FL
| | |
| 10-01111 | 05/11/2011 | Claimant(s): Charles Raney
Claimant Lawyers(s): Curtis Carlson
Respondent(s): SunTrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Richard J. Fuller, Greg Knight, Raymond E. Cornelius
Hearing Site: Orlando, FL
| | |
| 09-05496 | 03/01/2011 | Claimant(s): IB Corp Investments and Business Group
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): A. Patricia Morales Christiansen
Arbitrator(s): Norman L. Weiss, Robert A. Fabricant, Todd M. Saunders
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 09-01573 | 06/15/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Colleen M. Fitzgerald
Respondent(s): Paul Kotos
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): Linda Fairchild, Paul Lilling, Dennis R. Nolte
Hearing Site: Orlando, FL
| | |
| 08-04879 | 06/17/2009 | Claimant(s): Beatrice Dreisen U/A/D 02/09/90
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph C. Coates
Arbitrator(s): David M. Levine, Lawrence S. Silver, Neil J. Berman
Hearing Site: Miami, FL
| | $262,000 |
| 06-05141 | 06/02/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lisett DiDonato-Young
Respondent Lawyers(s): Curtis Carlson
Arbitrator(s): Laurent C. Vonderweidt, Barton J. Brewer, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
| | |
| 07-01526 | 04/24/2008 | Claimant(s): Richard Crandall
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tucker H. Byrd
Arbitrator(s): Simone Sicola, Ian S. Greig, Richard Frederick Schaufert
Hearing Site: Orlando, FL
| | |
| 06-04209 | 10/17/2007 | Claimant(s): M Securities Investment.
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Calvin Grigsby, Grigsby & Associates.
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): James D. McDonald, Robert S. Natiss, Marc S. Dobin
Hearing Site: Boca Raton, FL
| | |
