| 20-00494 | 08/12/2020 | Claimant(s): Alexander Skabry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel Fisher & Co. Financial Svcs. Inc
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY
| | |
| 19-03512 | 03/19/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Miles D. Hart
Respondent(s): Leonard Gilroy-Solano
Respondent Lawyers(s): Leonard Daniel Gilroy-Solano
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 19-02888 | 03/16/2020 | Claimant(s): Louise Bloom
Claimant Lawyers(s): Louise Bloom
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Tracy L. Allen
Hearing Site: Des Moines, IA
|  | $425 |
| 18-01381 | 02/12/2020 | Claimant(s): Jesse Erdle
Claimant Lawyers(s): Kenneth W. Africano
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John Stewart
Arbitrator(s): Tracy L. Allen, Ralph L. Halpern, L. Paul Kehoe
Hearing Site: Buffalo, NY
| | $0 |
| 18-03519 | 01/06/2020 | Claimant(s): Barbara Remer, Vickie Kraszewski
Claimant Lawyers(s): W. Jay Brown
Respondent(s): Kriss Klaus, PFS Investments Inc.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Tracy L. Allen, Erane C. Washington-Kendrick, Jo A. Irby
Hearing Site: Detroit, MI
| | $0 |
| 18-02445 | 12/19/2019 | Claimant(s): Robert Yanik, August & Helen Revocable Living Trust
Claimant Lawyers(s): Jason T. Albin
Respondent(s): LPL Financial LLC, Bradley Fischer
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Tracy L. Allen
Hearing Site: Detroit, MI
| | $0 |
| 19-00321 | 12/09/2019 | Claimant(s): Scott Kanai
Claimant Lawyers(s): Matthew Wolper
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon Kaplon
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 19-00584 | 12/05/2019 | Claimant(s): Douglas Magers
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Matthew R. Byrne
Arbitrator(s): Tracy L. Allen
Hearing Site: Cleveland, OH
| | |
| 18-04416 | 10/29/2019 | Claimant(s): Mark Kosanke
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Questar Capital Corporation
Respondent Lawyers(s): Jeffrey D. Hedlund
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
| | |
| 18-04417 | 09/18/2019 | Claimant(s): Mark Kosanke
Claimant Lawyers(s): Harris Freedman
Respondent(s): Professional Asset Management.
Respondent Lawyers(s): Joan E. Flam
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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