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FINRA Awards for Julius Z. Frager

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Displaying 11-20 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0311710/21/2019Claimant(s): John Bradley
Claimant Lawyers(s): Michael O'Gara
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Olivia Lee Jones
Arbitrator(s): Julius Z. Frager
Hearing Site: Cincinnati, OH
18-0137905/29/2019Claimant(s): Alma Miller, Rondel Miller
Claimant Lawyers(s): Vonne L. Karraker
Respondent(s): Ray Reese, Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Robert J. Scafuri, Julius Z. Frager, Lynn Hirschfeld Brahin
Hearing Site: St. Louis, MO
Checkmark IconExpungement
18-0151905/20/2019Claimant(s): Robert Brangle
Claimant Lawyers(s): Joan M. Swartz
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Anna M. Berman
Arbitrator(s): Leah Murray Albert, Tracy L. Allen, Julius Z. Frager
Hearing Site: St. Louis, MO
17-0298207/31/2018Claimant(s): Shaun Nicholson
Claimant Lawyers(s): Owen Harnett
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Patrick S. Christensen
Arbitrator(s): Julius Z. Frager
Hearing Site: Cincinnati, OH
18-0029906/27/2018Claimant(s): Ronnie Jandt
Claimant Lawyers(s): Ronnie Jandt
Respondent(s): Scottrade Inc., Rodger Riney
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Julius Z. Frager
Hearing Site: Louisville, KY
Checkmark Icon$5,175
15-0087205/09/2018Claimant(s): David Hug
Claimant Lawyers(s): David Hug
Respondent(s): Brent Porges, Richard Crockett, Zachary Bader, Craig Scott Capital
Respondent Lawyers(s): Brent M. Porges, Brent Porges, Richard H. Crockett, Robert M. Bursky
Arbitrator(s): Murray S. Levin, Julius Z. Frager, Henry R. Cox
Hearing Site: Kansas City, MO
Checkmark Icon$0
17-0166702/13/2018Claimant(s): Paul Larson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Larson Financial Securities
Respondent Lawyers(s): Kristen Kinney
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
16-0321305/31/2017Claimant(s): Thomas Hake
Claimant Lawyers(s): Joan M. Swartz
Respondent(s): Deborah Rathgeber, Douglas Glaser
Respondent Lawyers(s): Deborah L. Rathgeber, Douglas L. Glaser
Arbitrator(s): Julius Z. Frager, Sheldon Weinhaus, Joseph K Marshall
Hearing Site: St. Louis, MO
Expungement
16-0272804/20/2017Claimant(s): Matthew Jehn
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): WRP Investments., Wellstone Securities
Respondent Lawyers(s): Raymond Noragon, CCO, William R. Pintaric, Jr., VP
Arbitrator(s): Julius Z. Frager, Christy K. Radigan, W Charles Curley
Hearing Site: Columbus, OH
16-0211512/12/2016Claimant(s): Claude Scott
Claimant Lawyers(s): Claude A. Scott
Respondent(s): Edward Jones
Respondent Lawyers(s): Robert J. Osdieck
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
Checkmark Icon$535

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