| 16-02686 | 04/13/2017 | Claimant(s): Howard Shapiro, Iris Hahn, Marcia Shapiro
Claimant Lawyers(s): David Edgar Bamberger
Respondent(s): Ilan Preis
Respondent Lawyers(s): Ilan Nathan Preis
Arbitrator(s): David I. Goldblatt, Ellyn S. Roth, Thomas E. Mehrtens
Hearing Site: New York, NY
|  | $531,165 |
| 16-02144 | 12/30/2016 | Claimant(s): Wunderlich Securities.
Claimant Lawyers(s): James T. Ritt
Respondent(s): Richard Minichino
Respondent Lawyers(s): Richard Vincent Minichino
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | |
| 15-03311 | 07/01/2016 | Claimant(s): Steven Sormani
Claimant Lawyers(s): Trae D. Meyr
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Trae D. Meyr
Arbitrator(s): Charles L. Henderson, David I. Goldblatt, Brooks White
Hearing Site: New York, NY
| | |
| 15-02167 | 06/10/2016 | Claimant(s): John McGuire
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore O. Rogers
Arbitrator(s): Nancy Plesser Wendell, David I. Goldblatt, Howard S. Quinn
Hearing Site: New York, NY
| | |
| 14-03502 | 05/24/2016 | Claimant(s): Laura Bennett
Claimant Lawyers(s): Laura Bennett
Respondent(s): Frederick Kessler, New England Securities, New England Financial
Respondent Lawyers(s): Victoria Woodin Chavey
Arbitrator(s): Raymond Louis George, Howard J. Stiefel, David I. Goldblatt
Hearing Site: New York, NY
| | |
| 15-03258 | 04/26/2016 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Lisa Fildes
Respondent(s): Ataf Nabli
Respondent Lawyers(s): Ataf Nabli
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | |
| 15-01617 | 04/07/2016 | Claimant(s): Helen Huber
Claimant Lawyers(s): Dennis Huber
Respondent(s): Wells Fargo Advisors Financial Network, David Boliver
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
| | $600 |
| 10-05421 | 10/21/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Barry Ganz, Mark Seruya, Russell Ganz, Stephen Ackerman
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Thomas E. Duggan, David I. Goldblatt, Mary Lou McGanney
Hearing Site: New York, NY
| | |
| 12-02622 | 07/11/2013 | Claimant(s): Anthony Esposito, Brian Esposito, Cynthia Esposito, Joanne Esposito, Lisa Brown
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Kevin Brennan, Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): David I. Goldblatt, Leslie Ruth Nydick, Gladys Mond
Hearing Site: New York, NY
| | $0 |
| 10-03283 | 03/27/2013 | Claimant(s): Karen McFadden
Claimant Lawyers(s): Neil M Frank
Respondent(s): Brian Bornstein, Clarkeson Research Group Inc.
Respondent Lawyers(s): Raymond Nardo
Arbitrator(s): Richard W. Cutler, David I. Goldblatt, Lowell D. Johnston
Hearing Site: New York, NY
| | |
