| 10-03031 | 12/31/2010 | Claimant(s): Robert Seiwell
Claimant Lawyers(s): Robert L Seiwell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
|  | $0 |
| 09-00465 | 12/30/2010 | Claimant(s): Peter Bruni and Michele Bruni
Claimant Lawyers(s): Thomas J. Momjian
Respondent(s): Stifel, Nicolaus & Co.., Ryan Beck & Co., Michael Bader
Respondent Lawyers(s): Irving Bizar, Marc Durant
Arbitrator(s): Guillermo L. Bosch, Joseph F. Pittelli, Ethan L. Lewis
Hearing Site: Philadelphia, PA
| | $52,183 |
| 10-02507 | 12/29/2010 | Claimant(s): Ronald Avenia
Claimant Lawyers(s): Ronald J. Avenia
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Meredith A. Faro
Arbitrator(s): Sheldon Seligsohn
Hearing Site: Philadelphia, PA
| | $2,925 |
| 09-02087 | 12/20/2010 | Claimant(s): Thomas Motamed, Thomas Motamed and Christine Motamed
Claimant Lawyers(s): G. Trenholm Walker
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Richard L Martens
Arbitrator(s): Carol Corbett, John L. Braxton, Patrick R. Westerkamp, Esq.
Hearing Site: Philadelphia, PA
| | $2,200,000 |
| 10-02498 | 12/20/2010 | Claimant(s): Dean & Tonia Kaufman
Claimant Lawyers(s): Dean Kaufman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
| | $88 |
| 10-00422 | 12/17/2010 | Claimant(s): Edward Jones
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): George Turak
Respondent Lawyers(s): Ivan J. Feiner
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $0 |
| 09-05134 | 12/16/2010 | Claimant(s): Concetta Bannan, Gerard Bannan
Claimant Lawyers(s): John F. McKenna
Respondent(s): Arthur Jones, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Karl Marquardt
Arbitrator(s): Guillermo L. Bosch, Gordon E. Wright, Elliot B. Platt
Hearing Site: Philadelphia, PA
| | $0 |
| 09-06136 | 12/07/2010 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): William E. Mahoney
Respondent(s): Craig Rappaport
Respondent Lawyers(s): Craig H. Rappaport
Arbitrator(s): John J. Jordan, Sanford S. Stevens, Carl E. Esser
Hearing Site: Philadelphia, PA
| | |
| 10-00741 | 12/06/2010 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Michael Gavin
Respondent Lawyers(s): Michael Francis Gavin
Arbitrator(s): Sanford S. Stevens
Hearing Site: Philadelphia, PA
| | |
| 09-00978 | 12/06/2010 | Claimant(s): Lee Maimon and Barbara Maimon
Claimant Lawyers(s): Joel D. Feldman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Edward F. Koren, Peter L. Marco, Robin L. Lewis
Hearing Site: Philadelphia, PA
| | $0 |
