| 23-03521 | 07/31/2024 | Claimant(s): Venkatesh Kaliappan
Claimant Lawyers(s): Venkatesh Kaliappan
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason O. Billy
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
|  | $0 |
| 24-00249 | 07/15/2024 | Claimant(s): Kevin Houser
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): LPL Financial LLC, Ameriprise Financial Services.
Respondent Lawyers(s): Howard Klausmeier, Jon D. Kaplon
Arbitrator(s): Nancy E. Watters, Daniel James Kortum, Mark A Bilawsky
Hearing Site: Philadelphia, PA
| | |
| 23-02957 | 07/08/2024 | Claimant(s): Brian Bernhardt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 23-02812 | 06/25/2024 | Claimant(s): Levent Bayrasli
Claimant Lawyers(s): Alex Padla
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Katelyn H. Wilson
Arbitrator(s): Gregory J. Spadea
Hearing Site: Philadelphia, PA
| | |
| 23-02761 | 05/21/2024 | Claimant(s): Joseph Diorio
Claimant Lawyers(s): Stephan Louviere
Respondent(s): J.J.B. Hilliard, W.L. Lyons, Banc of America Investment Services Inc.
Respondent Lawyers(s): Katelyn H. Wilson, Todd A. Holleman
Arbitrator(s): George Forest Bingham
Hearing Site: Philadelphia, PA
| | |
| 23-01838 | 05/16/2024 | Claimant(s): Scott Brantingson, Monocacy Wealth Partners LLC
Claimant Lawyers(s): Paul D. Flack
Respondent(s): Nicole Sennett, Sennett & Associates Wealth Group Ltd
Respondent Lawyers(s): Leigh Ann Buziak
Arbitrator(s): Laura A. Kaster, Kurt Birchler, Margaret F Creed
Hearing Site: Philadelphia, PA
| | |
| 24-00207 | 05/08/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Robert Boyer
Respondent Lawyers(s): Robert Anthony Boyer
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
| | |
| 23-02764 | 05/08/2024 | Claimant(s): Robert Manning
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Trae D. Meyr
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 23-03002 | 05/08/2024 | Claimant(s): Francis Lojewski
Claimant Lawyers(s): James P. Galvin
Respondent(s): Nationwide Securities
Respondent Lawyers(s): Daniela Paez
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 23-01910 | 04/25/2024 | Claimant(s): Eric Jensen
Claimant Lawyers(s): Eric Jensen
Respondent(s): Peter Bednarek
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Mary S. Wyatte
Hearing Site: Philadelphia, PA
| | $300 |
