Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02289 | 02/22/2021 | Claimant(s): Mark Zeller Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-02436 | 02/12/2021 | Claimant(s): Jason Feldman Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 19-03049 | 01/19/2021 | Claimant(s): Christopher Bice Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC | ||
| 20-02117 | 01/15/2021 | Claimant(s): Timothy Lofton Claimant Lawyers(s): Brian Luther Respondent(s): Wells Fargo Advisors Financial Network, UBS Financial Services Inc. Respondent Lawyers(s): Deirdre Wolff, Omar Perez Arbitrator(s): John C. Aten Hearing Site: Cincinnati, OH | ||
| 20-01606 | 01/08/2021 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Edward R. Niederriter, Sheryl Sagel, Justin Wallace Askins Hearing Site: Boca Raton, FL | ||
| 20-03242 | 12/24/2020 | Claimant(s): Marcus Fagersten Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 20-03098 | 12/23/2020 | Claimant(s): Jeremy Mykulak, Jon Ledoyen Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Harvey R. Linder Hearing Site: Atlanta, GA | ||
| 20-01608 | 12/17/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert S. Natiss, Kimberly A. Gilmour, Marie G. Peterson Hearing Site: Boca Raton, FL | ||
| 20-03201 | 12/08/2020 | Claimant(s): Bradford Bernstein Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Julie K. Chapin Hearing Site: Philadelphia, PA | ||
| 20-01078 | 12/04/2020 | Claimant(s): Paul Colchamiro Claimant Lawyers(s): Irwin Weltz Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Karen Isabel Bedrosian - Richardson Hearing Site: New York, NY |