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FINRA Awards for Edward Jones

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Displaying 141-150 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0105609/24/2018Claimant(s): Debra Mandrell
Claimant Lawyers(s): Debra A. Mandrell
Respondent(s): Edward Jones, Luke Connell
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Michael L. Lyons
Hearing Site: St. Louis, MO
Checkmark Icon$0
18-0018709/04/2018Claimant(s): Cheryl Squier
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Michael Jeffrey Norton
Hearing Site: Denver, CO
18-0072508/13/2018Claimant(s): Kelly Fluharty
Claimant Lawyers(s): Kelly Fluharty
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Susan M. Thevenet
Hearing Site: Des Moines, IA
Checkmark Icon$23,799
17-0244708/10/2018Claimant(s): Ryan Hyslop
Claimant Lawyers(s): Owen Harnett
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Robert F. Saint-Aubin, Sally G. Williams, Kevin L. Wheeler
Hearing Site: San Diego, CA
17-0021607/26/2018Claimant(s): Howard Shelton, Velma Shelton, Shelton's Best Produce Co., Southern Traditions Yam Co.
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Ashley Lucile Belleau, Jeffrey R. Jury, William Gilbert Faulk
Hearing Site: New Orleans, LA
Checkmark IconExpungement
17-0330807/12/2018Claimant(s): Robert Anderson
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph D'Elia
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
17-0337007/05/2018Claimant(s): Richard Fisher
Claimant Lawyers(s): N. Nancy Ghabai
Respondent(s): Edward Jones
Respondent Lawyers(s): Joseph D'Elia
Arbitrator(s): Jack A. Helms
Hearing Site: Raleigh, NC
16-0043502/28/2018Claimant(s): James Johnson
Claimant Lawyers(s): William D. Brandt
Respondent(s): Bridgette Justis, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): George King
Hearing Site: Portland, OR
Checkmark IconExpungement
17-0076312/04/2017Claimant(s): Kyle Almond, Lynn Almond
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Edward Jones
Respondent Lawyers(s): Anitra T. Cassas
Arbitrator(s): Rochelle K. Kaplan, Tina E. Patterson, Carl F. Bowmer
Hearing Site: Richmond, VA
Checkmark IconDismissed by Rule 12206
16-0330110/20/2017Claimant(s): Charles Koontz
Claimant Lawyers(s): Clinton Barkdoll
Respondent(s): Bernice Schick, David Holman, Don Coldsmith, Nelson Hoachlander, Edward Jones, Randall Koontz
Respondent Lawyers(s): Alexandra M. Sipe, Bernice Schick, Daniel J. Donovan, Nelson L. Hoachlander
Arbitrator(s): John H Adair, Laura A. Kaster, Thomas James Hirsch
Hearing Site: Baltimore, MD
Checkmark Icon$34,011

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