| 10-04215 | 05/08/2012 | Claimant(s): Congregation Bais Yisroel.
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Christian T Kemnitz
Arbitrator(s): Walter A. Kapuscinski, Louis H. Miron, Kip C. Lubcke
Hearing Site: Newark, NJ
|  | $0 |
| 08-03738 | 07/25/2011 | Claimant(s): Synergy Investment Group
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Baruch Coleman, Burton Medlin, Christopher Palladino, Eric Sides, Jeffrey Jones, Mark Wesley, Timothy Bain, The Synergy Holding Group, Vision Trek
Respondent Lawyers(s): Baruch Coleman, Raquel Terrigno
Arbitrator(s): Kip C. Lubcke, Abraham Harry Bunis, Joan Marie Chiusano
Hearing Site: Newark, NJ
| | |
| 08-01050 | 10/22/2010 | Claimant(s): Jefferies & Company.
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Daniel Cohen, Jonathan Sopher, Cohen Asset Management, Cohen Capital Partners II, Infinity Equities 1 LLC
Respondent Lawyers(s): Pamela L. Klienberg, Robert L. Herskovits, William A. Rome
Arbitrator(s): Bernard A. Kesselman, Hugh N. Fryer, Kip C. Lubcke
Hearing Site: New York, NY
| | Expungement |
| 08-00648 | 12/11/2009 | Claimant(s): Augustus Capers, Gertrude Capers
Claimant Lawyers(s): Gertrude H. Capers
Respondent(s): Quest Capital Strategies., Ridge Clearing & Outsourcing Solutions
Respondent Lawyers(s): Louis H. Miron
Arbitrator(s): Kip C. Lubcke, Margaret Leggett Tarver, Chris H. Naum
Hearing Site: Newark, NJ
| | $0 |
| 08-01048 | 08/27/2009 | Claimant(s): Barbara Myers
Claimant Lawyers(s): Matthew W. Woodruff
Respondent(s): Gary Goldberg, Gary Goldberg & Co..
Respondent Lawyers(s): Gary Goldberg
Arbitrator(s): Edward S. Bradley, Kip C. Lubcke, Brian J. Burstin
Hearing Site: New York, NY
| | $0 |
| 07-03516 | 08/05/2009 | Claimant(s): Joseph Petrone
Claimant Lawyers(s): Linda M. Deola
Respondent(s): Investacorp., Ladenburg Thalmann Financial Services LL
Respondent Lawyers(s): Mark J. Astarita, Michael J. Astarita
Arbitrator(s): Kip C. Lubcke, John R. Pepe, Linda J. Baer
Hearing Site: Newark, NJ
| | |
| 07-02475 | 09/29/2008 | Claimant(s): William Capogrosso
Claimant Lawyers(s): Mario H. Capogroso
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Carroll E. Neesemann, Michael P. Golden, Kip C. Lubcke
Hearing Site: New York, NY
| | $0 |
| 06-01988 | 03/03/2008 | Claimant(s): Stuart Lantz
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Kathleen M. Anderson
Arbitrator(s): Kip C. Lubcke, R. Scott Garley, Angela Lourdes Ortiz
Hearing Site: Newark, NJ
| | |
| 06-03193 | 10/02/2007 | Claimant(s): Debra Cascardo
Claimant Lawyers(s): Debra C. Cascardo
Respondent(s): Joseph McNally, Neal Baumann, A.G. Edwards & Sons., Stephen Condon, Thomas Condon, The Condon Group
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Kenneth B. Cutler, Kip C. Lubcke, Marvin H. Ginsky
Hearing Site: New York, NY
| | $0 |
