17-00051 | 06/25/2018 | Claimant(s): David Coletti, Gail Charles, CDG (Ohio) LLC Claimant Lawyers(s): Ross D Carmel Respondent(s): Bruce Greenwald, Morgan Stanley Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): George J. Karlsven, Daniel M. Yamshon, Marc Kalish Hearing Site: Salt Lake City, UT
| | Expungement |
17-01811 | 05/30/2018 | Claimant(s): Gregory Golding Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT
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17-03131 | 05/11/2018 | Claimant(s): Barry Sorensen, Charles Cook, Lared Hansen and Andria B. Hansen, Val H. Bingham and Erin M. Bingham Claimant Lawyers(s): Robert L. Gonser Respondent(s): Heath Bowen Respondent Lawyers(s): Tamara A. Seelman Arbitrator(s): Elwood C. Avery, George J. Karlsven, Daniel M. Yamshon Hearing Site: Salt Lake City, UT
| | $0 |
17-01151 | 04/10/2018 | Claimant(s): Thomas Hall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT
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17-00508 | 03/19/2018 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kevin J. Woods Respondent(s): Jennifer Metcalf Respondent Lawyers(s): Jennifer Marie Metcalf Arbitrator(s): Daniel M. Yamshon Hearing Site: Salt Lake City, UT
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16-03422 | 03/08/2018 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): David C. Roth Respondent(s): Joseph Sweeney Respondent Lawyers(s): Clinton W. Marrs Arbitrator(s): Daniel M. Yamshon, Dean J. Dietrich, Carol Ann Jensen Hearing Site: San Francisco, CA
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13-02295 | 11/03/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Timothy N. Will Respondent(s): Adam Boynton Respondent Lawyers(s): Adam Christopher Boynton Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
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14-02769 | 06/19/2015 | Claimant(s): Geoffrey Vanderpal Claimant Lawyers(s): David E. Robbins Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Rebecca J. Nelson Arbitrator(s): Daniel M. Yamshon, Linda P. Drucker, Scott Robert Shewan Hearing Site: San Francisco, CA
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13-00043 | 03/03/2015 | Claimant(s): Arnold Levins Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Melissa M. Muehlfeld Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kevin C. Coleman Hearing Site: San Francisco, CA
| | $0 |
13-01740 | 08/20/2014 | Claimant(s): Juliet Miyahara Claimant Lawyers(s): Alice L. Stewart Respondent(s): Ameriprise Financial Services., Joanne Watanabe Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Daniel M. Yamshon Hearing Site: Honolulu, HI
| | $15,425 |