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FINRA Awards for Joseph Sweeney

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0342203/08/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): David C. Roth
Respondent(s): Joseph Sweeney
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Daniel M. Yamshon, Dean J. Dietrich, Carol Ann Jensen
Hearing Site: San Francisco, CA

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