| 17-01946 | 03/26/2018 | Claimant(s): Michael Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services., Securities Service Network.
Respondent Lawyers(s): Robert M. Rudnicki, Ronald T. Klimas
Arbitrator(s): Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | |
| 17-01391 | 12/26/2017 | Claimant(s): David Adams
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Neil Harvey Smith, Theodore Haynes, Stephen Edward Cundiff
Hearing Site: Nashville, TN
| | |
| 16-00678 | 08/25/2017 | Claimant(s): Becky Lynch
Claimant Lawyers(s): David B. Cosgrove
Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): David Paul Clark, John David Morgan, Bruce Burr McElvein
Hearing Site: Baltimore, MD
| | |
| 16-03662 | 07/31/2017 | Claimant(s): Traci Born
Claimant Lawyers(s): Dennis J. Concilla
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Erick R. Zanner, Lynn Hirschfeld Brahin, Nelson E. Genshaft
Hearing Site: Columbus, OH
| | |
| 16-00077 | 06/23/2017 | Claimant(s): John Wheeler
Claimant Lawyers(s): John R. "Jack" Kiefner
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): John P. Cullem, Richard Kennard Hurley, John Alan Hawke
Hearing Site: Tampa, FL
| | |
| 16-03318 | 06/22/2017 | Claimant(s): Nancy Savage
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Jeffrey Drapala, Raymond James Financial Services.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): Linda M. Foster-Wells
Hearing Site: Boca Raton, FL
|  | Expungement |
| 16-00022 | 06/02/2017 | Claimant(s): James Anderton, Anderton A Trust, Anderton B Trust
Claimant Lawyers(s): Joyce W. Lindauer
Respondent(s): Matthew Mason, Raymond James Financial Services., Alliance Bank, Alliance Bank Financial Services
Respondent Lawyers(s): Martha F. McDugald
Arbitrator(s): C. Sumpter Logan, John McWane Hayes, George Lucas ("Luke") Ashley
Hearing Site: Dallas, TX
| | Expungement |
| 16-03104 | 05/11/2017 | Claimant(s): Stephen Overton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
| | |
| 16-02570 | 05/09/2017 | Claimant(s): Mariann Miller
Claimant Lawyers(s): Mariann Brand Miller
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Jane A. Smith
Hearing Site: Washington, DC
| | |
| 15-03136 | 04/19/2017 | Claimant(s): Edina Allen, Robert Allen, Edina C. Allen Revocable Trust, Robert C. Allen Revocable Trust
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Louise B. Zeuli, Raymond E. Cornelius, Robert Francis Roland
Hearing Site: Orlando, FL
| | $0 |
