| 16-02759 | 12/28/2018 | Claimant(s): Denise Badgerow
Claimant Lawyers(s): Amanda J. Butler
Respondent(s): Gregory Walters, Ameriprise Financial Services., Ray Trosclair, Thomas Meyer
Respondent Lawyers(s): Claude F. Reynaud, Melissa Raphan, Thomas A. Roberts
Arbitrator(s): James L. Warren, Mario Alberto Arteaga, Joseph Michael Prisco
Hearing Site: New Orleans, LA
| | |
| 18-01791 | 12/17/2018 | Claimant(s): Peter Wright
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Daniel J. Pagnano
Hearing Site: New Orleans, LA
| | |
| 15-03213 | 11/15/2018 | Claimant(s): Charles Martin and Linda Martin
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Joseph Carrara, Kieran Loughran
Respondent Lawyers(s): Joseph Peter Carrara, Matthew N. Fiorovanti
Arbitrator(s): Mark A. Myers
Hearing Site: New Orleans, LA
|  | $0 |
| 17-02175 | 11/12/2018 | Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Jeffrey C. Primiano
Respondent(s): Michael Levy
Respondent Lawyers(s): Jerry W. Sullivan
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: New Orleans, LA
| | |
| 18-01682 | 11/12/2018 | Claimant(s): Christopher Quebedeau
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, National Planning Corporation
Respondent Lawyers(s): Bradley A. Fishman, Scott R. Forbush
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
| | |
| 16-01380 | 10/10/2018 | Claimant(s): Isaiah Warren, Mykiah Warren, Terrell Warren, Tyrell Warren, Frank William Warren, IV, The Estate of Frank Warren
Claimant Lawyers(s): Bob Wynne, James E. Shields
Respondent(s): Beatriz Cadena, Frances Moore, Morgan Keegan & Company
Respondent Lawyers(s): Robert J. Dressel
Arbitrator(s): Mary Elizabeth Skelnik, Daniel Patrick Hurley, Frank A. Little, Jr.
Hearing Site: New Orleans, LA
| | |
| 18-00867 | 08/20/2018 | Claimant(s): Shirley Bonaventure
Claimant Lawyers(s): Kim Segura Landry
Respondent(s): Ann Singleton
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | $213 |
| 17-00216 | 07/26/2018 | Claimant(s): Howard Shelton, Velma Shelton, Shelton's Best Produce Co., Southern Traditions Yam Co.
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Ashley Lucile Belleau, Jeffrey R. Jury, William Gilbert Faulk
Hearing Site: New Orleans, LA
| | Expungement |
| 16-02503 | 06/04/2018 | Claimant(s): Brent Adkison, Joan Adkison
Claimant Lawyers(s): William E. Goodwin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kenneth R. Starr, Thomas Joseph Atkinson, Ralph O. Bolt
Hearing Site: New Orleans, LA
| | $0 |
| 17-00129 | 05/18/2018 | Claimant(s): Wood Breazeale
Claimant Lawyers(s): James F. Willeford
Respondent(s): Regan Leopold, Lincoln Financial Distributors.
Respondent Lawyers(s): Nancy Scott Degan
Arbitrator(s): Jeff Abrams, Lynne R. Stern, Brian P. Jakes
Hearing Site: New Orleans, LA
| | Expungement |
