| 11-02778 | 01/03/2013 | Claimant(s): Lloyd Daniel
Claimant Lawyers(s): Lloyd James Daniel
Respondent(s): Allstate Financial Services
Respondent Lawyers(s): Jan Douglas Atlas
Arbitrator(s): Jack Chapline Vaughan, Onnig Hatchig Dombalagian, Richard Devlin Roussel
Hearing Site: New Orleans, LA
| | |
| 11-04621 | 11/08/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): William McCourt Schmitt
Respondent(s): George Popov
Respondent Lawyers(s): L. Jerome Stanley
Arbitrator(s): Raymond C. Kerr
Hearing Site: New Orleans, LA
| | |
| 10-01722 | 10/17/2012 | Claimant(s): Hayden Mayeaux, Norma Mayeaux
Claimant Lawyers(s): Joseph F. Durio
Respondent(s): Citigroup Global Markets., Jeffrey D'Amico, Mary Landry
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Bertrand C. Moser, David J. Schexnaydre, Edward David Sonnier
Hearing Site: New Orleans, LA
|  | $0 |
| 11-02704 | 10/16/2012 | Claimant(s): Edmond Helaire, Estate of Nina R. Helaire
Claimant Lawyers(s): Edmond Helaire
Respondent(s): Shelley Moncrief, Hibernia Investment Securities.
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA
| | $0 |
| 12-01130 | 09/05/2012 | Claimant(s): Suzanne Smith, Stanford A. Smith, Jr.
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Curt R. Soefker
Arbitrator(s): Frederick H. Bruce
Hearing Site: New Orleans, LA
| | $213 |
| 11-00156 | 08/16/2012 | Claimant(s): Linda Westerfield, William Westerfield
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spailina
Arbitrator(s): Charles H. Peterson, Francis Frank Fontenot, Brian James Tagtmeier
Hearing Site: New Orleans, LA
| | Expungement |
| 09-00671 | 07/09/2012 | Claimant(s): Nick Noriea, Noriea V Investments, Noriea VII Investments, Noriea XI Investments
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hills
Arbitrator(s): Allen J. Krouse, Thomas Edmond Mingledorff, Richard J. Clement
Hearing Site: New Orleans, LA
| | $0 |
| 11-01606 | 06/22/2012 | Claimant(s): Frances Detraz
Claimant Lawyers(s): Jessica Vasquez
Respondent(s): Banc One Securities Corporation
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Charles A. Crocco, John R. Buehler, William W. Bride
Hearing Site: New Orleans, LA
| | Expungement |
| 11-03962 | 06/12/2012 | Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Kenneth Miller
Respondent Lawyers(s): Emile Joseph
Arbitrator(s): Leonard J. Sullivan
Hearing Site: New Orleans, LA
| | |
| 10-01915 | 06/11/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Maria V. Martin
Respondent(s): Enrique Hurtado
Respondent Lawyers(s): Bruce V. Schewe
Arbitrator(s): Patricia A. Renovitch, W. Patrick Baker, Richard William Wise
Hearing Site: New Orleans, LA
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