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FINRA Awards for Richard William Wise

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0191506/11/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Maria V. Martin
Respondent(s): Enrique Hurtado
Respondent Lawyers(s): Bruce V. Schewe
Arbitrator(s): Patricia A. Renovitch, W. Patrick Baker, Richard William Wise
Hearing Site: New Orleans, LA

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