| 17-01391 | 12/26/2017 | Claimant(s): David Adams
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Neil Harvey Smith, Theodore Haynes, Stephen Edward Cundiff
Hearing Site: Nashville, TN
| | |
| 16-00502 | 11/22/2017 | Claimant(s): B.R. Russell As Cust. for B.& T. Johnson, B&V Russell Rev Liv Trust DTD 12/2/96
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Lauren S. Puritz, Theodore Haynes, Robert G. Bannon
Hearing Site: Orlando, FL
|  | Expungement |
| 14-02885 | 01/27/2017 | Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew R. Froman
Respondent(s): Peggy Thorlton
Respondent Lawyers(s): Robert W. Pearce
Arbitrator(s): Michael W. Brody, Theodore Haynes, Brandon Scott Peters
Hearing Site: Orlando, FL
| | |
| 15-00721 | 10/13/2016 | Claimant(s): Vincent Caposino
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Euro Pacific Capital.
Respondent Lawyers(s): Peter M. Chena
Arbitrator(s): Richard W. Thornburg, Theodore Haynes, Brian Michael Kane
Hearing Site: Jacksonville, FL
| | $0 |
| 14-03427 | 07/13/2015 | Claimant(s): Michael Kuchera
Claimant Lawyers(s): Michael J. Kuchera
Respondent(s): Princor Financial Services Corporation
Respondent Lawyers(s): Rebecca M. Rothmann
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | Dismissed by Rule 12206 |
| 13-02103 | 11/05/2014 | Claimant(s): Mark Williams
Claimant Lawyers(s): Douglas K. Gartenlaub
Respondent(s): G. Thornhill
Respondent Lawyers(s): Brian F. Mumford
Arbitrator(s): A.J. Seier, Theodore Haynes, David Edwin Link
Hearing Site: Orlando, FL
| | |
| 13-01983 | 03/27/2014 | Claimant(s): Barbara Ochs
Claimant Lawyers(s): James A. Scott
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Susan E. Sheely
Arbitrator(s): Theodore Haynes
Hearing Site: Orlando, FL
| | $213 |
| 12-02123 | 10/31/2013 | Claimant(s): Mary Ellis
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley Smith Barney f/k/a Citi
Respondent Lawyers(s): Gregg P. Garneau
Arbitrator(s): Gayle B. Carlson, Joseph John Mantione, Theodore Haynes
Hearing Site: Orlando, FL
| | Expungement |
| 10-04929 | 09/16/2013 | Claimant(s): Nasirdin Madhany, Zeenat Madhany, Nasirdin H. Madhany Revocable Trust, Zeenat Madhany Revocable Trust
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jon A. Jacobson
Arbitrator(s): Robert J. Walter, Floyd Edward Roberts, Theodore Haynes
Hearing Site: Orlando, FL
| | $3,185,300 |
| 09-00530 | 07/15/2010 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Frederick S. Schrils
Respondent(s): Donald J. Reilly, Donald Reilly and Helen Reilly
Respondent Lawyers(s): Howard Rosenfield
Arbitrator(s): Linda Fairchild, Donald J. Spero, Theodore Haynes
Hearing Site: Orlando, FL
| | $0 |
