| 10-05215 | 03/05/2012 | Claimant(s): Frances Hannan, Frances A. Hanna Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Advisors, Patrick Zych
Respondent Lawyers(s): Travis R Chapin
Arbitrator(s): Diana A. Weiner
Hearing Site: Tampa, FL
|  | $62,515 |
| 11-02100 | 12/30/2011 | Claimant(s): Kelly Martinsen
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Ilene Barbara Zatkin-Butler, Joseph F. Kelley, Robert M. Goldstein
Hearing Site: New York, NY
| | Expungement |
| 11-01339 | 12/15/2011 | Claimant(s): Laura Bogolin, Roy Harvey
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Michael J. Ahlstrom, Helen E. Huyler, Joe E. Manuel
Hearing Site: Atlanta, GA
| | Expungement |
| 10-02604 | 09/09/2011 | Claimant(s): David N. Russell 2000 Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Steven N. Ainbinder
Hearing Site: Boca Raton, FL
| | $37,731 |
| 09-03449 | 09/27/2010 | Claimant(s): Richard & Janice Wolf
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Carl Cornaglia
Respondent Lawyers(s): Brian J. Palmeri
Arbitrator(s): Dennis C. Cronin, Samuel H. Chorches, Jonathan Christian Byron
Hearing Site: New London, CT
| | $150 |
| 09-03986 | 07/16/2010 | Claimant(s): Meryl Dell and Steven Dell
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Jenny Rothstein, Charles Schwab & Co..
Respondent Lawyers(s): Michele Fron
Arbitrator(s): Richard Anthony Jannuzzi, Barry David Thorpe, Robert M. Schwedel
Hearing Site: Ft. Lauderdale, FL
| | Stipulated Award and Expungement |
