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FINRA Awards for Tosh D. Grebenik

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Displaying 101-109 out of 109 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0060612/03/2018Claimant(s): Karekin Kaprelian
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): John H. Fearnow
Hearing Site: Phoenix, AZ
18-0082410/26/2018Claimant(s): Christopher Moran
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Du Pasquier & Co..
Respondent Lawyers(s): Christopher J. Moran
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
18-0060710/17/2018Claimant(s): Dennis Dachtler
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Ameritas Investment Corp.
Respondent Lawyers(s): David M. Williams
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
18-0033310/09/2018Claimant(s): Melanie Folstad
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Matthew C. Plant
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
18-0048110/02/2018Claimant(s): Mark Lazar
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Salt Lake City, UT
17-0325906/06/2018Claimant(s): Darren Wright
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
17-0292505/10/2018Claimant(s): Michael Fasciglione
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): National Securities Corporation, First Montauk Securities Corp., Josephthal & Co..
Respondent Lawyers(s): Fred N. Knopf, John T. McGuire, Robert I. Rabinowitz
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
17-0293505/03/2018Claimant(s): Rebecca Kennell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
16-0169302/23/2017Claimant(s): Kean Boucher
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Thomas Kopshever
Arbitrator(s): Samuel L. McClaren, Anita Rae Shapiro, Tausha C. Riley
Hearing Site: Denver, CO

109 Results

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