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FINRA Awards for Wells Fargo Clearing Services

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Displaying 51-60 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0265804/05/2024Claimant(s): Tyson Lewis
Claimant Lawyers(s): Peter Lindholm
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Kimberly A. Gilmour
Hearing Site: Boca Raton, FL
23-0138603/28/2024Claimant(s): Hua Fan
Claimant Lawyers(s): Hua Fan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rogers
Arbitrator(s): Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
Checkmark Icon$0
23-0122103/22/2024Claimant(s): William Ryan
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Mark A. Pratzel
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
23-0343303/19/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Teresa J. Thong
Respondent(s): Sona Rikhye
Respondent Lawyers(s): Sona Rikhye
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
23-0145803/13/2024Claimant(s): Joseph Andreoli
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Morton S. Bunis
Hearing Site: Jersey City, NJ
22-0157203/13/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Erika Murdoch
Respondent(s): Daryl Demo, Michael Quin, DayMark Wealth Partners
Respondent Lawyers(s): Mathew Plant
Arbitrator(s): Lawrence W. Arness, Harlita R. Tomlinson, Robert Roth Sparks
Hearing Site: Cincinnati, OH
22-0291703/07/2024Claimant(s): Michel White
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
23-0139802/23/2024Claimant(s): Allen Wilson
Claimant Lawyers(s): Chelsea Bauer
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Veronica Ann Williams
Hearing Site: Jersey City, NJ
23-0056302/12/2024Claimant(s): Steven Katz
Claimant Lawyers(s): Kevin Paule
Respondent(s): Wells Fargo Clearing Services, Benjamin F. Edwards & Company.
Respondent Lawyers(s): Jason Kempf, Leo Peraza
Arbitrator(s): John G. Sciandra, Wendi Blake, Natalie Paskiewicz
Hearing Site: Tampa, FL
Checkmark IconExpungement
23-0122501/25/2024Claimant(s): Todd Gomes
Claimant Lawyers(s): Kathleen Patchel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA

483 Results

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