| 18-01298 | 09/19/2019 | Claimant(s): A. Bruce Sanborn, M. Dianne Sanborn, A. Bruce and M. Dianne Sanborn Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Robert D. Sussin, Michael M. Hachigian, Elizabeth Yang
Hearing Site: Los Angeles, CA
|  | $0 |
| 18-00162 | 09/17/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Joseph Shimko
Respondent Lawyers(s): Christopher Kammerer
Arbitrator(s): Ellen J. Abrams, Thomas W. Allen, William Dennis Ferguson
Hearing Site: Boca Raton, FL
| | |
| 19-00019 | 09/10/2019 | Claimant(s): Francesco Traina
Claimant Lawyers(s): Michelle M. Atlas
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | |
| 18-03720 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Michael Fitch
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Ken Ziesenheim, Gerald Thomas Harper, Sidney Andrew Roman
Hearing Site: Orlando, FL
| | |
| 19-00905 | 08/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Robert B Ericson
Respondent(s): David Vigil
Respondent Lawyers(s): David Vigil
Arbitrator(s): Isidoro Berkman
Hearing Site: San Francisco, CA
| | |
| 17-01439 | 08/27/2019 | Claimant(s): Robert Ryder
Claimant Lawyers(s): Craig R. Weis
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
| | |
| 18-03891 | 08/19/2019 | Claimant(s): Ann De Jong, Wildchild Spendthrift DTD 7/29/16 Trust
Claimant Lawyers(s): Benjamin Edwards
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | $41,451 |
| 19-00363 | 08/16/2019 | Claimant(s): Kurt Sylvia
Claimant Lawyers(s): Brian D. Buckstein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s):
Hearing Site: Boca Raton, FL
| | |
| 17-02705 | 08/15/2019 | Claimant(s): Gary Sinderbrand, Mill Lane Management
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Wells Fargo Clearing Services, Steven Sinderbrand
Respondent Lawyers(s): Eric Wood, Erin M. Smith
Arbitrator(s): David S. Billet, Thomas J. Stock, John Herbert Grefe
Hearing Site: New York, NY
| | |
| 19-00460 | 08/15/2019 | Claimant(s): Hennessee Family Trust
Claimant Lawyers(s): Paul C. Cox
Respondent(s): Wells Fargo Clearing Services, William Paynter
Respondent Lawyers(s): Jeffrey Rodgers
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
| | Expungement |
