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FINRA Awards for Wells Fargo Clearing Services

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Displaying 221-230 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0272404/13/2021Claimant(s): Mark Byelich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
19-0342304/12/2021Claimant(s): Cain Manoli, Mihaela Manoli
Claimant Lawyers(s): D. Daxton White
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Eric Gad Forster, Stephen Mack, Elijah Paul Rukidi-Mpuuga
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
20-0304204/09/2021Claimant(s): David Golson
Claimant Lawyers(s): Sarah K. Yates
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Robert J. Gregory
Hearing Site: Birmingham, AL
20-0369104/09/2021Claimant(s): Blake Nakamura
Claimant Lawyers(s): Erika Binnix
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Mary M. O'Neil
Hearing Site: San Diego, CA
19-0053904/05/2021Claimant(s): Kenneth Snodgrass, Kenneth Snodgrass Revocable Trust
Claimant Lawyers(s): Fran Cole
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Nancy Hutt, Gary H. Kahn, Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark IconExpungement
20-0325204/01/2021Claimant(s): Gregory Katulka
Claimant Lawyers(s): Kurt Kalberer
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Kathryn D. Perreault
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
18-0363703/30/2021Claimant(s): Gregory Macko
Claimant Lawyers(s): Christopher J. Gray
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Linda J. Baer, William T. Brice
Hearing Site: Hartford, CT
20-0218703/24/2021Claimant(s): Donald Adkins
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Richard S. Zaifert
Hearing Site: Raleigh, NC
20-0258903/19/2021Claimant(s): Ritchy Scoggin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
20-0127803/05/2021Claimant(s): Nora Castro
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Erik R. Siering
Hearing Site: Las Vegas, NV

483 Results

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