Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00001 | 07/08/2021 | Claimant(s): Brian Rorick Claimant Lawyers(s): Michelle Atlas Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO | ||
| 18-00617 | 07/01/2021 | Claimant(s): Richard Birney Claimant Lawyers(s): Jeffrey Pederson Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Preston Spears Arbitrator(s): Steven Meyrich, Ronald G. Guida, Rick Gale Doty Hearing Site: Denver, CO |  | $424,052 |
| 20-02674 | 06/30/2021 | Claimant(s): Bradley Thompson Claimant Lawyers(s): Harris Freedman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Jeffery D. Rodgers Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-02648 | 06/25/2021 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Garrett R. Wynne Respondent(s): Clayton Wilson Respondent Lawyers(s): Clayton Wilson Arbitrator(s): Langdon T. Owen Hearing Site: Denver, CO | | $0 |
| 18-02447 | 06/22/2021 | Claimant(s): Tupper Briggs Claimant Lawyers(s): Jason J. Kane Respondent(s): VSR Financial Services., Robert Burns, Summit Brokerage Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Steven Meyrich, Donald N. Tolin, Deanna M. Tuley Hearing Site: Denver, CO | | Expungement |
| 20-00193 | 06/14/2021 | Claimant(s): Gerellen Joneson Claimant Lawyers(s): James N Thomaidis Respondent(s): Mark Haenny, Matthew Hickey, First Allied Securities. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): Steven Meyrich, Steven M. Feder, Mary C. Davis Hearing Site: Denver, CO | | Expungement |
| 20-03040 | 05/17/2021 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Philip J. Glick Hearing Site: Denver, CO | ||
| 20-02104 | 05/14/2021 | Claimant(s): James Shoffner Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John B. Clark Arbitrator(s): Milton N. Gross Hearing Site: Denver, CO | ||
| 20-01415 | 04/20/2021 | Claimant(s): Russell Shurts Claimant Lawyers(s): Scott L. Silver Respondent(s): Triad Advisors LLC, Joseph Michaletz Respondent Lawyers(s): James A. McGovern, Scott Holcomb Arbitrator(s): Charles G. Michaels, Marilyn R. Lewis, Eric Moutz Hearing Site: Denver, CO | | Expungement |
| 20-02967 | 04/06/2021 | Claimant(s): James Young Claimant Lawyers(s): Robert Moses Respondent(s): Hightower Securities Respondent Lawyers(s): Meghan E. Flinn Arbitrator(s): Frances Johnson Wright Hearing Site: Denver, CO |