| 17-01402 | 04/23/2019 | Claimant(s): Kathryn Montony, William Montony
Claimant Lawyers(s): Thomas J. Wolf
Respondent(s): Christopher Burtraw
Respondent Lawyers(s): Christopher Charles Burtraw
Arbitrator(s): Deanna M. Tuley
Hearing Site: Denver, CO
|  | $500,000 |
| 18-01888 | 01/23/2019 | Claimant(s): Michael Ball
Claimant Lawyers(s): Michael Bessette
Respondent(s): Sentra Securities Corporation
Respondent Lawyers(s): Phillip Hofling
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
| | |
| 18-01771 | 01/15/2019 | Claimant(s): Bryan Jarman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
| | |
| 16-03495 | 01/11/2019 | Claimant(s): Rodney Schurg
Claimant Lawyers(s): Kimberley P. Cronin
Respondent(s): Edward Jones
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Thomas J. Gmeinder, Jeffrey W. Jacobs, Tina Alison Davis
Hearing Site: Denver, CO
| | |
| 16-00293 | 12/13/2018 | Claimant(s): John Everson, Rosalie Everson
Claimant Lawyers(s): James Thomaidis
Respondent(s): Edward Jones
Respondent Lawyers(s): Thomas H. Wagner
Arbitrator(s): Ilene T. Gormly, Marilyn R. Lewis, Carol L. Roslund
Hearing Site: Denver, CO
| | |
| 16-01459 | 12/11/2018 | Claimant(s): Todd Weitzman
Claimant Lawyers(s): Todd A. Weitzman
Respondent(s): Richard Murray, J.P. Turner & Company, L.L.C., Silver Leaf Partners
Respondent Lawyers(s): Eric A. Michaels, Fyzul Khan, Richard Norman Murray
Arbitrator(s): Martin M. Berliner, Samuel L. McClaren, Wendy P Rouder
Hearing Site: Denver, CO
| | |
| 18-00343 | 11/26/2018 | Claimant(s): Karl Frank
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Geneos Wealth Management.
Respondent Lawyers(s): Victoria H. Buter
Arbitrator(s): Donald N. Tolin
Hearing Site: Denver, CO
| | |
| 16-00354 | 11/26/2018 | Claimant(s): C & S Whitmore Living Trust, Chad & Susan Whitmore, TTEEs
Claimant Lawyers(s): David Gaba, Patricia L. Vannoy
Respondent(s): D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery
Arbitrator(s): Charles G. Michaels, Ruth M. Moore, Dennis C Moore
Hearing Site: Denver, CO
| | $950,752 |
| 17-01401 | 11/07/2018 | Claimant(s): Margo Norman
Claimant Lawyers(s): Jonathan Stein
Respondent(s): Jack Woodward, Raymond, James & Associates.
Respondent Lawyers(s): Bertrand C. Moser, Gianluca Morello
Arbitrator(s): Jo-Marie Lisa, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
| | Expungement |
| 17-02992 | 11/05/2018 | Claimant(s): Bruce Allen
Claimant Lawyers(s): Russell D. Duncan
Respondent(s): Nations Financial Group.
Respondent Lawyers(s): William T. McCartan
Arbitrator(s): Mary C. Davis, Leonard M. Goldstein, Margaret Ann Barrington
Hearing Site: Denver, CO
| | |
