12-02107 | 10/24/2013 | Claimant(s): Wayne Turner Claimant Lawyers(s): Eric E. Ludin Respondent(s): LPL Financial LLC, Sharon Fall, Uvest Financial Services Group. Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Paul E. Flora, Russell W. Merriman, Gayle B. Carlson Hearing Site: Tampa, FL
| | Expungement |
12-03726 | 10/10/2013 | Claimant(s): Jon Arnold Claimant Lawyers(s): Dennis J. Concilla Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amanda C. Hawley Arbitrator(s): Jeffrey M. Bain, Charles D. Underwood, John B. Glueckert Hearing Site: Columbus, OH
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12-00388 | 10/03/2013 | Claimant(s): Neeley Chancellor, Neeley Morris Chancellor Trust Claimant Lawyers(s): Bryan T. Forman Respondent(s): LPL Financial LLC, Jimmy Holcomb, Richard Stone, Edward Jones Respondent Lawyers(s): Charles A. Hammaker Arbitrator(s): C. Sumpter Logan, Paul L. Salzberger, Robert Jerry Strader Hearing Site: Dallas, TX
| | Expungement |
12-02426 | 09/19/2013 | Claimant(s): Larry Mastropietro Claimant Lawyers(s): Christopher J. Gray Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Constance d'Angelis, Frank Brenner, Marilyn K. Dirks Hearing Site: Tampa, FL
| | Expungement |
12-02627 | 09/05/2013 | Claimant(s): David Linsinbigler, Penny Linsinbigler Claimant Lawyers(s): Alterraon Phillips Respondent(s): LPL Financial LLC, Michael Linsinbigler, UVEST Financial Services Group. Respondent Lawyers(s): Kathy M. Klock, Michael Thomas Linsinbigler Arbitrator(s): Richard W. Epstein Hearing Site: Boca Raton, FL
| | $16,380 |
11-04129 | 08/21/2013 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey Compton Respondent(s): Patrick Bray Respondent Lawyers(s): W. Nerlon Kirkland Arbitrator(s): Maurice M. Feller Hearing Site: Tampa, FL
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12-03720 | 08/16/2013 | Claimant(s): Annie Knight, David Knight Claimant Lawyers(s): David Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jennifer L. Carpenter Arbitrator(s): Paul R. Meyer, William H. King, John Robert Oreskovich Hearing Site: Portland, OR
| | Expungement |
12-02938 | 08/06/2013 | Claimant(s): Patricia Wilson Claimant Lawyers(s): David Neuman Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amanda C. Hawley Arbitrator(s): James M. Tipton Hearing Site: Dallas, TX
| | Expungement |
12-03531 | 07/10/2013 | Claimant(s): Charles Hadley, Charles J. Hadley II IRA, Charles J. Hadley & Linda J. Hadley Ten Claimant Lawyers(s): Jeffrey M. Salas Respondent(s): LPL Financial LLC Respondent Lawyers(s): Brad Jacobs Arbitrator(s): Clayton J. Borne, Michael S. Wilk, Francis Frank Fontenot Hearing Site: New Orleans, LA
| | Expungement |
12-00609 | 05/14/2013 | Claimant(s): Eric Sigdestad, Shane Hertel Claimant Lawyers(s): Jonah A. Toleno Respondent(s): LPL Financial LLC Respondent Lawyers(s): David S. Markun Arbitrator(s): Jo-Ann C. Little, Jon C. Milliken Hearing Site: San Diego, CA
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