Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01514 | 12/03/2020 | Claimant(s): Sandeep Varma Claimant Lawyers(s): Frances Menzer Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Randy R. Maher Hearing Site: San Diego, CA | ||
| 20-00684 | 11/24/2020 | Claimant(s): John Stevens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Julie Marie Miller Hearing Site: Houston, TX | ||
| 20-01355 | 11/24/2020 | Claimant(s): Mike Spencer Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Charles G. Michaels Hearing Site: Wichita, KS | ||
| 20-01242 | 11/17/2020 | Claimant(s): Christopher Tuck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Louis P. Wagman Hearing Site: Philadelphia, PA | ||
| 20-01631 | 11/17/2020 | Claimant(s): Anne Sapienza Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI | ||
| 20-01467 | 11/10/2020 | Claimant(s): Dushyant Shah Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | ||
| 20-00015 | 11/09/2020 | Claimant(s): Jonathan Lopez Claimant Lawyers(s): Tosh D Grebenik Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA | ||
| 20-01109 | 11/04/2020 | Claimant(s): Steven Adams Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Donald Dreyfus Hearing Site: Salt Lake City, UT | ||
| 20-00803 | 10/30/2020 | Claimant(s): Thomas Shepard Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard W. Dissen Hearing Site: Augusta, ME | ||
| 20-00962 | 10/26/2020 | Claimant(s): Vladimir Greben Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Richard E. Lauziere Hearing Site: Baltimore, MD |