Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03467 | 06/30/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): David J. Sensenig Respondent(s): Alvaro Paiz Respondent Lawyers(s): Alvaro Steven Paiz Arbitrator(s): Mark A. Myers Hearing Site: New Orleans, LA | ||
| 20-02218 | 06/23/2021 | Claimant(s): Gregory Zeifman Claimant Lawyers(s): David C. Silver Respondent(s): LPL Financial LLC Respondent Lawyers(s): Amy B. Bard Arbitrator(s): Joseph A. Vallo, Martin A. Feigenbaum, Gloria O. North Hearing Site: Boca Raton, FL |  | Expungement |
| 20-02700 | 06/14/2021 | Claimant(s): Wayne Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Louis H Miron Hearing Site: Wilmington, DE | ||
| 20-00132 | 06/11/2021 | Claimant(s): Angela Cameron Claimant Lawyers(s): Heather G. Anderson Respondent(s): LPL Financial LLC, Hassan Fawaz Respondent Lawyers(s): Eleonora Yonge, N. Nancy Ghabai Arbitrator(s): Karl A. Vogeler Hearing Site: Nashville, TN | | Expungement |
| 20-02927 | 06/03/2021 | Claimant(s): Russell Boaz Claimant Lawyers(s): Zachary Hayes-Macaluso Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-04181 | 06/02/2021 | Claimant(s): William Williamson Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Santander Securities LLC Respondent Lawyers(s): Daniel LaPenta, Sara B. Davis Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 20-03559 | 05/28/2021 | Claimant(s): Alexander Dancy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA | ||
| 20-03122 | 05/27/2021 | Claimant(s): Calvin Halterman Claimant Lawyers(s): Tyson W. Kovash Respondent(s): LPL Financial LLC, Centaurus Financial. Respondent Lawyers(s): Bryan Gless, Kelsey Vasko Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 20-01894 | 05/21/2021 | Claimant(s): William Nichols Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Gregory Douglas Stone Hearing Site: Los Angeles, CA | | Dismissed by Rule 12206 |
| 20-03420 | 05/12/2021 | Claimant(s): LPL Financial LLC Claimant Lawyers(s): Jeffrey K. Compton Respondent(s): Jameson Shin Respondent Lawyers(s): Jameson Jee Won Shin Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA |