| 11-00875 | 07/27/2012 | Claimant(s): Claudia Hurtado
Claimant Lawyers(s): Vincent Imbesi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Saverio J. Cina, Linda R. Alpert, Arnold Wagner
Hearing Site: New York, NY
| | |
| 11-01483 | 07/20/2012 | Claimant(s): Kurt Pham
Claimant Lawyers(s): Kurt Huy Pham
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Mary Curran, Lester Friedman, Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 10-04271 | 06/15/2012 | Claimant(s): Ricardo Rangel
Claimant Lawyers(s): Marie Mirch
Respondent(s): Chase Investment Services Corp., John Quinn, Pamela Taylor, Robert Garrett, Russell Fletcher, Scott Mccullah
Respondent Lawyers(s): Jeffrey A. Wortman
Arbitrator(s): Joseph M. O'Connor, Carol Ann Jensen, William Kenneth Wesley
Hearing Site: San Francisco, CA
| | |
| 11-02167 | 05/29/2012 | Claimant(s): Cleaver Sanders
Claimant Lawyers(s): Malcom X. Larvadain
Respondent(s): Daniel Nowak, Chase Investment Services Corp.
Respondent Lawyers(s): Vicki M. Crochet
Arbitrator(s): Michael T. Nobile, Michele N. O'Brien, Mario Alberto Arteaga
Hearing Site: New Orleans, LA
| | |
| 11-00494 | 05/29/2012 | Claimant(s): Barnard Lewis Family Trust
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Chase Investment Services Corp., WAMU Investments.
Respondent Lawyers(s): Erika Imre Schindler, Joseph S. Simms
Arbitrator(s): Herbert Liberman, Amy Seltzer, Paul D. Gutierrez
Hearing Site: San Francisco, CA
|  | Expungement |
| 11-01585 | 05/15/2012 | Claimant(s): Roberta Eaton, Rondal Eaton Trust
Claimant Lawyers(s): Zachary J. Eichel
Respondent(s): Chase Investment Services Corp., Jeffrey Roache
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Allan Weiss, Raymond M. Kirtley, William Lawrence Spellman
Hearing Site: Indianapolis, IN
| | $0 |
| 11-02774 | 04/20/2012 | Claimant(s): Todd Sult
Claimant Lawyers(s): Todd Sult
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Ralph S. Paden
Hearing Site: Atlanta, GA
| | |
| 10-02830 | 03/15/2012 | Claimant(s): Lloyd Geldreich, Lloyd E. Geldreich Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Chase Investment Services Corp., Michael Craggett
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Judith A. Cochrane, Roy J. Moceri, Lawrence E. Little
Hearing Site: Seattle, WA
| | Expungement |
| 10-02143 | 02/14/2012 | Claimant(s): Rebecca Vandusen
Claimant Lawyers(s): Schuyler D. Geller
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): William F. Dugan
Arbitrator(s): John F Fennig, Richard R. Bicek, Jerome Arthur Connolly
Hearing Site: Chicago, IL
| | |
| 10-05514 | 02/13/2012 | Claimant(s): Steven Cline
Claimant Lawyers(s): Matthew R. Chasar
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Adrienne L. Rapp
Arbitrator(s): Carol M. Stoner
Hearing Site: Cincinnati, OH
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