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FINRA Awards for Jeffrey Roache

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0158505/15/2012Claimant(s): Roberta Eaton, Rondal Eaton Trust
Claimant Lawyers(s): Zachary J. Eichel
Respondent(s): Chase Investment Services Corp., Jeffrey Roache
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Allan Weiss, Raymond M. Kirtley, William Lawrence Spellman
Hearing Site: Indianapolis, IN
Checkmark Icon$0
11-0295901/25/2012Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Jeffrey Roache
Respondent Lawyers(s): Jeffrey L. Roache
Arbitrator(s): Bill Swinford
Hearing Site: Indianapolis, IN

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