| 20-04155 | 08/18/2021 | Claimant(s): Christopher McDonagh, Daniel Bauers, Theodore McDonagh
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
| | |
| 20-02571 | 04/29/2021 | Claimant(s): David Van Geffen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Allan R. Lazor
Hearing Site: New Orleans, LA
| | |
| 20-01476 | 12/03/2020 | Claimant(s): Kevin Wolf
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
| 20-01976 | 12/03/2020 | Claimant(s): Jeffrey Blenkarn
Claimant Lawyers(s): Daniel Broxup
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Michael John Falvo
Hearing Site: Detroit, MI
|  | $300 |
| 19-01145 | 01/07/2020 | Claimant(s): George Mathis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): John P. Cullem, Gregory L. Hess, Lewis Gordon Brewer
Hearing Site: Orlando, FL
| | |
| 19-00423 | 11/22/2019 | Claimant(s): Keith Davis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): John P. Cullem, Howard A. Baker, Lewis Gordon Brewer
Hearing Site: Orlando, FL
| | |
| 14-00079 | 08/05/2015 | Claimant(s): Cor Clearing LLC
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): David Jarvis
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Carole M. Crosby, Richard J. Fuller, Daniel B. Daugherty
Hearing Site: Tampa, FL
| | |
| 13-01262 | 08/13/2014 | Claimant(s): Kevin Daniels
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Steven Sugarman, Cor Clearing LLC
Respondent Lawyers(s): Bruce W. Barnes, David L. Aronoff
Arbitrator(s): Roger W. Van Deusen, Brian G. Mooney, Ronald H. Walton
Hearing Site: Tampa, FL
| | |
| 13-00599 | 02/18/2014 | Claimant(s): Jeff Hogan IRA
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Thinkorswim
Respondent Lawyers(s): Justin M. Garbaccio
Arbitrator(s): William H. Fleece, Maurice M. Feller, Teresa Joan Rooney
Hearing Site: Tampa, FL
| | $14,852 |
| 11-04258 | 06/03/2013 | Claimant(s): Gulf Blue Investments
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Alyn Towne, David Gregg, Robert Eanell, Sterling Enterprises Group.
Respondent Lawyers(s): Jack Kiefner, Robert Eanell
Arbitrator(s): Roger W. Van Deusen, Neal J. Tourdo, Frank Brenner
Hearing Site: Tampa, FL
| | $1,615,160 |
