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FINRA Awards for Daniel Bauers

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0415508/18/2021Claimant(s): Christopher McDonagh, Daniel Bauers, Theodore McDonagh
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY

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