| 18-02393 | 05/28/2021 | Claimant(s): Matthew Mooney, Williams Trading LLC
Claimant Lawyers(s): Matthew Brian Mooney
Respondent(s): David Williams, Michael Manaster
Respondent Lawyers(s): Ethan A. Brecher, Jeffrey H. Gray
Arbitrator(s): Wesley C. Wilson, John Kevin Williams, Richard James Igou
Hearing Site: Richmond, VA
| | |
| 19-03231 | 11/19/2020 | Claimant(s): Alfred Stratford
Claimant Lawyers(s): Scott Holcomb
Respondent(s): Davenport & Company LLC
Respondent Lawyers(s): Kathleen Holman
Arbitrator(s): Richard James Igou
Hearing Site: Richmond, VA
| | |
| 19-01650 | 04/23/2020 | Claimant(s): Steven Greer
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Kalos Capital.
Respondent Lawyers(s): M. Michael McComb
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
| | |
| 18-03423 | 06/07/2019 | Claimant(s): Kenneth Nelson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Richard James Igou
Hearing Site: Raleigh, NC
| | |
| 17-02423 | 12/26/2018 | Claimant(s): Steve L. Sexton IRA, Steve and Marcia Sexton, Marcia G. Sexton, REV LIV
Claimant Lawyers(s): Matthew Skidmore
Respondent(s): Morgan Stanley, Michael Cooper
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Thomas B. Corey, Robert P. Porter, Richard James Igou
Hearing Site: Raleigh, NC
|  | $0 |
| 15-01640 | 12/06/2016 | Claimant(s): Bonnie Shepherd, Holton Shepherd, Robert Young, 109 U Pull It. Robert C. Young, Holton & Bonnie Shepherd
Claimant Lawyers(s): Patricia L. Vannoy, Ryon M. McCabe
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Richard S. Zaifert, Lynne T. Albert, Richard James Igou
Hearing Site: Raleigh, NC
| | $119,177 |
| 15-00235 | 10/24/2016 | Claimant(s): Estate of Daniel Drummond
Claimant Lawyers(s): Andrew D. Gowdown
Respondent(s): Charles James, Wells Fargo Advisors
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Robert A. Dean, Dana Tait Sandlin, Richard James Igou
Hearing Site: Columbia, SC
| | $5,988 |
