11-03185 | 02/22/2012 | Claimant(s): Irene Gilmore Claimant Lawyers(s): William B. Young Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Richard A. Karoly Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
| | $425 |
09-02964 | 06/14/2011 | Claimant(s): CITGO Petroleum Corporation, PDV Holding. Claimant Lawyers(s): Anne C. Flannery Respondent(s): Guillermo Clamens, FTC Capital Markets., FTC Emerging Markets., FTC Holdings Respondent Lawyers(s): Guillermo David Clamens Arbitrator(s): Charles Kleinbaum, Earl S. Schwarz, Richard W. Cutler Hearing Site: New York, NY
| | $20,943,000 |
09-01769 | 01/14/2011 | Claimant(s): Joseph Quattrocchi, Dependable Auto Body., George Tropiano IRA, Victor N. Sotra IRA, Katherine Ruotolo and Gina Ruotolo, Victor H. Stora and Lucille Stora Claimant Lawyers(s): Ross B. Intelisano Respondent(s): Allan Levine, Andrew Gonchar, Michael Schumacher, Polyvios Polyviou, Ronald Moschetta, Strasbourger Pearson Tulcin Wolff. Respondent Lawyers(s): Karen B. Estis, Michael K. Coran, Peter M. Spett, Ronald Moschetta Arbitrator(s): Richard W. Cutler, Edith M. Gunn, Jerome M Shafer Hearing Site: New York, NY
| | $367,388 |
09-06159 | 09/30/2010 | Claimant(s): Eric Friedlander Claimant Lawyers(s): David E. Robbins Respondent(s): Ameriprise Advisor Services. Respondent Lawyers(s): Julita Kargol Arbitrator(s): Richard W. Cutler, Jettie K. Thomas, Milton M. Stein Hearing Site: New York, NY
| | $0 |
09-02329 | 08/04/2010 | Claimant(s): Nicholas Reeve, Prostar 2000 Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Michael Passero, Ross Mandell, Stephen Shea, Granta Capital Group LLC Respondent Lawyers(s): Michael R. Passero, Ross H. Mandell, Stephen W. Shea, Stephen William Shea Arbitrator(s): Richard W. Cutler, Franklin P. Chapman, Adam M. Kauff Hearing Site: New York, NY
| | $367,595 |
08-03852 | 07/08/2009 | Claimant(s): Peter Dunne Claimant Lawyers(s): John E. Lawlor Respondent(s): Aura Financial Services. Respondent Lawyers(s): Leon Baer Borstein Arbitrator(s): Richard W. Cutler, James S. Goddard, Gerald H. Grayson Hearing Site: New York, NY
| | |
05-03475 | 04/08/2009 | Claimant(s): George Hamboussi Claimant Lawyers(s): James A. Prestiano Respondent(s): Ahmed Gadelkareem, Dominick Maiorano Respondent Lawyers(s): Ahmed Gadelkareem, Dominick Maiorano Arbitrator(s): Marc R. Green, Richard W. Cutler, Toby Susan DeSimone Hearing Site: New York, NY
| | $0 |
07-03220 | 11/25/2008 | Claimant(s): Janet Drantch Claimant Lawyers(s): Eric J. Sussman Respondent(s): Michael Talley, Ladenburg Thalmann & Co. Inc. Respondent Lawyers(s): Joseph Giovanniello Arbitrator(s): Daniel B. Berkson, Richard W. Cutler, Gregory J. Getz Hearing Site: New York, NY
| | $9,998 |
06-02098 | 08/14/2008 | Claimant(s): John McQueen Claimant Lawyers(s): John McQueen Respondent(s): Jason Parlato, A.G. Edwards & Sons. Respondent Lawyers(s): James C. Browning Arbitrator(s): Patricia N. Cirillo, Richard W. Cutler, Charles Ajamian Hearing Site: New York, NY
| | |
08-00083 | 06/13/2008 | Claimant(s): Penson Financial Services. Claimant Lawyers(s): Edward W. Larkin Respondent(s): Arbco Capital Management, LLP Respondent Lawyers(s): Hayim Regensberg Arbitrator(s): Richard W. Cutler, Irene C. Warshauer, Joan Seewald Brodsky Hearing Site: New York, NY
| | $1,322,100 |