| 14-02315 | 04/02/2015 | Claimant(s): John Jacobs
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Mitchell Lee Marinello
Hearing Site: Chicago, IL
| | |
| 12-04192 | 07/28/2014 | Claimant(s): Diegel Family Living Trust
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
|  | Expungement |
| 13-03586 | 07/17/2014 | Claimant(s): Harry Butler & Elaine Butler JNT TEN
Claimant Lawyers(s): Elaine Butler
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Gayle B. Carlson
Hearing Site: Orlando, FL
| | $88 |
| 13-03137 | 07/02/2014 | Claimant(s): Ralph Autuore
Claimant Lawyers(s): William H. Connolly
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Jeffrey Steinberg
Hearing Site: Philadelphia, PA
| | |
| 11-01377 | 03/04/2013 | Claimant(s): Scott Teter
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Elizabeth A. Copley, Herbert Murez, Andrea Luise Halperin
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-03896 | 03/02/2011 | Claimant(s): Ellen Jacob Custodian for John Fitsch
Claimant Lawyers(s): Ellen Jacob
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Eric P. Nachman
Hearing Site: New York, NY
| | $213 |
| 08-01993 | 12/14/2009 | Claimant(s): Fernand W. Vanier and Dorothy F. Vanier
Claimant Lawyers(s): Fernand W. Vanier
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): James H. Bowersox, Edward Banian, Jerry Ellner
Hearing Site: Los Angeles, CA
| | $0 |
| 08-01310 | 11/17/2008 | Claimant(s): Martha Schallern
Claimant Lawyers(s): Martha L. Schallern
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Susan Morris
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Helen E. Huyler
Hearing Site: Atlanta, GA
| | $4,389 |
| 07-02969 | 10/31/2008 | Claimant(s): Salovich Family Trust
Claimant Lawyers(s): George V. Salovich
Respondent(s): Derek Uehara, Johanna Martin, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Edwin C. Shiver
Hearing Site: Las Vegas, NV
| | $0 |
| 08-00485 | 10/17/2008 | Claimant(s): Deborah Galarneau
Claimant Lawyers(s): Rufus E. Brown
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Shari B. Broder, Deborah B. Haskell, Jack B. Golden
Hearing Site: Boston, MA
| | |
