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FINRA Awards for Eric P. Nachman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0389603/02/2011Claimant(s): Ellen Jacob Custodian for John Fitsch
Claimant Lawyers(s): Ellen Jacob
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Stuart T. Rebish
Arbitrator(s): Eric P. Nachman
Hearing Site: New York, NY
Checkmark Icon$213
09-0413712/22/2009Claimant(s): Spruce Cliff Investments Ltd.
Claimant Lawyers(s): Brian Gracey
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Catherine C. Luth
Arbitrator(s): Eric P. Nachman
Hearing Site: New York, NY
Checkmark Icon$25,425

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