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FINRA Awards for Catherine C. Luth

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0417201/21/2010Claimant(s): Mustafa Amanatullah
Claimant Lawyers(s): Mustafa I. Amanatullah
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Catherine C. Luth
Arbitrator(s): Janice L. Sperow
Hearing Site: San Diego, CA
Checkmark Icon$31,575
09-0413712/22/2009Claimant(s): Spruce Cliff Investments Ltd.
Claimant Lawyers(s): Brian Gracey
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Catherine C. Luth
Arbitrator(s): Eric P. Nachman
Hearing Site: New York, NY
Checkmark Icon$25,425

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