| 12-02261 | 07/09/2019 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): John G. McDonald
Respondent(s): Adrienne Seybert
Respondent Lawyers(s): Adrienne Lee Seybert
Arbitrator(s): Richard D. Fincher
Hearing Site: Phoenix, AZ
| | |
| 17-03042 | 06/28/2019 | Claimant(s): Deborah Scribner, George Scribner, George H. Scribner IRA, Scribner. 401(k) Plan, Scribner Living Trust U/A DTD 05/16/1996, Scribner Inc, Defined Benefit Plan
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Ross, Wells Fargo Advisors, Lloyd Evans, Wachovia Securities Inc.
Respondent Lawyers(s): Geoff Beckham, Lloyd Glenn Evans
Arbitrator(s): Michael M. Hachigian, Mary M. O'Neil, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
|  | Expungement |
| 18-03709 | 06/24/2019 | Claimant(s): Walter Kukowski
Claimant Lawyers(s): Robert Knuts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | |
| 18-03729 | 06/20/2019 | Claimant(s): Dulcita Segal, Focus For Health Foundation
Claimant Lawyers(s): Barry Segal
Respondent(s): Alexander Aiello, Wells Fargo Advisors
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
| | Expungement |
| 17-02626 | 05/15/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Victor L. Hayslip
Respondent(s): Wells Fargo Advisors, John Hand
Respondent Lawyers(s): Charles M. Thompson, Victor L. Hayslip
Arbitrator(s): Mark A. Myers, Philip Michael Moran, Matthew Reid Krell
Hearing Site: Birmingham, AL
| | |
| 16-02742 | 05/09/2019 | Claimant(s): Corey Daniels
Claimant Lawyers(s): Corey Darnell Daniels
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stuart D. Roberts
Arbitrator(s): Allen Kilik, Jon Stanley Spisiak, Sidney Turner
Hearing Site: Boca Raton, FL
| | |
| 18-03024 | 05/08/2019 | Claimant(s): Donna M. Lavery 1993 Trust, James W. Lavery 1993 Trust
Claimant Lawyers(s): James W. Lavery
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): James W. Kerr
Hearing Site: Oklahoma City, OK
| | $0 |
| 17-02915 | 05/03/2019 | Claimant(s): Christopher Hubbard, Julia Hubbard
Claimant Lawyers(s): Jonathan Palmer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Harry G. Mason, Marcia A. Ogilvie, George Pinckney Shingler
Hearing Site: Atlanta, GA
| | Expungement |
| 17-02604 | 03/25/2019 | Claimant(s): Kathy Engberg
Claimant Lawyers(s): Kathy Engberg
Respondent(s): Wells Fargo Advisors, Richard Dunagan
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Frank M. Romano, Thomas A. Martin, Eric R. Benton
Hearing Site: Houston, TX
| | $0 |
| 17-00246 | 02/14/2019 | Claimant(s): Walter Ryan
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): William M. Howard, Sheila Grinell, Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | Expungement |
