| 13-03285 | 12/22/2015 | Claimant(s): Kevon Glickman, Susan Glickman
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors, Leslie Margolies
Respondent Lawyers(s): Leslie Ann Margolies, Michael Naccarato
Arbitrator(s): John J. Jordan, L. Martin Miller, H. Gerald Nanos
Hearing Site: Philadelphia, PA
|  | Expungement |
| 13-03268 | 12/18/2015 | Claimant(s): Rona Okin
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sandra Grannum
Arbitrator(s): Robert Youdelman, Ernesto V. Luzzatto, Edwin H. Bennett
Hearing Site: New York, NY
| | Expungement |
| 13-02838 | 12/17/2015 | Claimant(s): George Shelton
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Andrew R. Park
Arbitrator(s): Maxel (Bud) B. Silverberg, James L. Goble, Jeffrey Richard Chiappetta
Hearing Site: Dallas, TX
| | Expungement |
| 13-03102 | 12/17/2015 | Claimant(s): Joan Anderson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Karin A. Schlosser
Hearing Site: Syracuse, NY
| | Expungement |
| 14-01349 | 12/17/2015 | Claimant(s): Patricia Bendit
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Frederick P. Hartman, Charles Hoffman, Donald Theodore Ryce
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-00843 | 12/16/2015 | Claimant(s): Susan Poller-Newman
Claimant Lawyers(s): Christopher C. Coss
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | |
| 14-02593 | 12/16/2015 | Claimant(s): Eric Martin
Claimant Lawyers(s): Alexander Mark Rowland
Respondent(s): Arash Assadzadeh, Wells Fargo Advisors, Louis Ayala
Respondent Lawyers(s): Deidre C. Wolff, Louis Alfonso Ayala, Scott Holcomb
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
| | $3,600 |
| 13-03327 | 12/15/2015 | Claimant(s): Dana Johnson, Malvin Johnson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX
| | $10,600 |
| 09-05466 | 12/14/2015 | Claimant(s): Michael Chrys
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): Anthony Dinallo, Wachovia Securities, Wells Fargo Advisors
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): George F. Adams, Kenneth Dymond, John Carl Cirincion
Hearing Site: Albany, NY
| | |
| 14-03868 | 12/14/2015 | Claimant(s): Kenneth Van Wagenen
Claimant Lawyers(s): Edward Gartenberg
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stephen Young
Arbitrator(s): George H. Casey, Elliott David Finkel
Hearing Site: Los Angeles, CA
| | |
