| 15-00294 | 09/30/2016 | Claimant(s): Alba Pfeffer
Claimant Lawyers(s): Alba T. Pfeffer
Respondent(s): Andre Mirkine, Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Peter A. Goldman, Leona Beane, Tracey Scott Bernstein
Hearing Site: New York, NY
|  | $0 |
| 15-00280 | 09/26/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): David E. Strand
Respondent(s): Olga Pereira
Respondent Lawyers(s): Jonathan E. Neuman
Arbitrator(s): Daniel Robbins, Barry Steven Port, Eric Mattison Rosenberg
Hearing Site: New York, NY
| | |
| 16-00722 | 09/16/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas Kopshever
Respondent(s): David Fahey
Respondent Lawyers(s): David John Fahey
Arbitrator(s): Michael John Florio
Hearing Site: Los Angeles, CA
| | |
| 16-00721 | 09/12/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas F. Kopshever
Respondent(s): Vincent Wilson
Respondent Lawyers(s): Vincent Evan Wilson
Arbitrator(s): Thaddeus J. Tecza
Hearing Site: Denver, CO
| | |
| 15-01676 | 09/12/2016 | Claimant(s): Jeffrey Ball, Jeffrey D. Ball IRA
Claimant Lawyers(s): Philip M. Aidikoff, Ryan K. Bakhtiari
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Ronald L. Cameron, Constance Ellen Boukidis, Michael R. Diliberto
Hearing Site: Los Angeles, CA
| | $262,354 |
| 15-01370 | 09/02/2016 | Claimant(s): Walter Kukowski
Claimant Lawyers(s): Robert Knuts
Respondent(s): Wells Fargo Advisors, PNC Investments LLC
Respondent Lawyers(s): Demain J. Betz, Gary J. Lieberman
Arbitrator(s): Patrick R. Westerkamp, Esq.
Hearing Site: Newark, NJ
| | |
| 15-01397 | 09/01/2016 | Claimant(s): Dianne Delfino
Claimant Lawyers(s): Bruce E. Menken
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Leona Beane, Josian Antoine, Jay Alan Kranis
Hearing Site: New York, NY
| | |
| 14-03827 | 09/01/2016 | Claimant(s): Renee Kelsch
Claimant Lawyers(s): Jared A Levy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia Cowart
Arbitrator(s): Bruce K. Isenberg, Herbert Branitsky, Harry Albirt
Hearing Site: Boca Raton, FL
| | Expungement |
| 14-01650 | 08/31/2016 | Claimant(s): Donna Horwitz as Trustee of Alex and Hel, Donna Horwitz as Trustee of Helen M. Sol
Claimant Lawyers(s): David E. Wood
Respondent(s): Burt Derman, Wells Fargo Advisors
Respondent Lawyers(s): Thomas F. Kopshever
Arbitrator(s): Howard R. Gaines, Allan Levey, Bryan Thomas Di Lella
Hearing Site: Phoenix, AZ
| | Expungement |
| 15-02052 | 08/30/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Patricia E. Cowart
Respondent(s): Jason Mamalis
Respondent Lawyers(s): Jason Ryan Mamalis
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
