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FINRA Awards for Alba Pfeffer

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0029409/30/2016Claimant(s): Alba Pfeffer
Claimant Lawyers(s): Alba T. Pfeffer
Respondent(s): Andre Mirkine, Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Peter A. Goldman, Leona Beane, Tracey Scott Bernstein
Hearing Site: New York, NY
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