| 13-02741 | 09/26/2014 | Claimant(s): Nestor Fernandez
Claimant Lawyers(s): Michael M. Mincieli
Respondent(s): Deutsche Bank Securities., Wells Fargo Securities
Respondent Lawyers(s): David Guidry, Matthew Kalinowski
Arbitrator(s): Peter A. Cartwright, Barry David Thorpe, Robert G. Geeseman
Hearing Site: Miami, FL
|  | $0 |
| 13-00462 | 09/03/2014 | Claimant(s): Alan Valenca
Claimant Lawyers(s): Jeffrey R. Mazer
Respondent(s): Dennis Sain, The Newport Group
Respondent Lawyers(s): John M. Simon
Arbitrator(s): Elwood Henry Weilage, Robert G. Geeseman, Robert G. Bannon
Hearing Site: Orlando, FL
| | |
| 13-00827 | 04/09/2014 | Claimant(s): Alfred Greenway
Claimant Lawyers(s): Rena B. Greenway
Respondent(s): Barbara Henry, Melissa Dean, Metropolitan Life Insurance Company
Respondent Lawyers(s): Joseph J. Prochaska, William Zeena
Arbitrator(s): Robert G. Geeseman
Hearing Site: Orlando, FL
| | $213 |
| 12-01716 | 01/23/2014 | Claimant(s): Gene K Glasser and Jewel Bertman Trustee
Claimant Lawyers(s): Gary Menzer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-01933 | 09/09/2013 | Claimant(s): Barbara Berger Revocable Trust
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Howard Bernstein, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02817 | 07/02/2013 | Claimant(s): The Estate of Elvira C. Iasso
Claimant Lawyers(s): John Narccarelli
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert G. Geeseman
Hearing Site: Orlando, FL
| | $300 |
| 11-04213 | 12/10/2012 | Claimant(s): Natalie Faith
Claimant Lawyers(s): William J. Gladden
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Edward R. Niederriter, Robert G. Geeseman, Scott Manker
Hearing Site: Boca Raton, FL
| | Expungement |
| 07-03450 | 08/15/2008 | Claimant(s): Gary Marsico, Gary W. Marsico, IRA
Claimant Lawyers(s): Robert W. Goehring
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Hegger Shea
Arbitrator(s): Clifford E. Marstiller, Michael R. Stabile, Robert G. Geeseman
Hearing Site: Pittsburgh, PA
| | $225 |
