Potomac Analytics' Logo

FINRA Awards for Kathleen P. Helbig-Hannan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 27 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0316906/08/2016Claimant(s): Brianna M. Leddy, Brooke Y. McWilliams, Connor McWilliams, Michael Leddy, Morgan E. McWilliams, Ryan Leddy, Shane W. McWilliams, IRA FBO Karen L. McWilliams, Karen L. and Kirk A. McWilliams
Claimant Lawyers(s): Vicki Kuftic Horne
Respondent(s): Patricia Miller, Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward, Patricia S. Miller
Arbitrator(s): Kathleen P. Helbig-Hannan, Christopher Lepore, Mary Kathleen Coleman
Hearing Site: Pittsburgh, PA
Checkmark Icon$320,490
15-0134104/04/2016Claimant(s): Ashlee Willis
Claimant Lawyers(s): Ashlee Willis
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Corey N. Thrush
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cincinnati, OH
14-0048112/01/2015Claimant(s): Ernest Hase, Nancy Hase
Claimant Lawyers(s): Adam M. Green
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Kathleen P. Helbig-Hannan, Michael S. Berman, Stuart C. Gaul
Hearing Site: Columbus, OH
Checkmark IconExpungement
14-0082409/26/2014Claimant(s): Carol Oliver
Claimant Lawyers(s): Courtney M. Yeager
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
Checkmark Icon$14,600
13-0370207/10/2014Claimant(s): Stephen O'Laughlin
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Columbus, OH
Checkmark Icon$17,212
12-0362512/20/2013Claimant(s): Laurie Krauss, Laurie L. Krauss Trust UAD 03/27/12
Claimant Lawyers(s): David P Meyer
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): Joseph S. Simms
Arbitrator(s): Kathleen P. Helbig-Hannan, Robert M Lustig, Leroy Burton Parks
Hearing Site: Cleveland, OH
Checkmark IconExpungement
13-0093711/13/2013Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Charles Music
Respondent Lawyers(s): Charles A. Music
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Charleston, WV
12-0323110/18/2013Claimant(s): Kevin Kane
Claimant Lawyers(s): Neil D. Petkovic
Respondent(s): The O.N. Equity Sales Company
Respondent Lawyers(s): Marion H. Little
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
Checkmark Icon$25,000
12-0034006/18/2013Claimant(s): Steven Constantino IRA, Steven Constantino Joint Account
Claimant Lawyers(s): Jonathan Earl Rosenbaum
Respondent(s): Joseph Starr, Ferris, Baker Watts
Respondent Lawyers(s): Donald S. Arbour, Joseph P. Starr
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
Checkmark Icon$15,225
11-0264311/20/2012Claimant(s): Martin Leibowitz
Claimant Lawyers(s): Joseph D. Carney
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Robert Rapp, Kathleen P. Helbig-Hannan, Robert M Lustig
Hearing Site: Cleveland, OH
Checkmark Icon$0

27 Results

Display: