Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02912 | 04/29/2020 | Claimant(s): James Yu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Barbara Davis Solomon Hearing Site: Washington, DC | ||
| 19-01623 | 04/24/2020 | Claimant(s): Eric Raether Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Northwestern Mutual Investment Services, Respondent Lawyers(s): Thomas K. Anderson Arbitrator(s): Michael S. Matek Hearing Site: Milwaukee, WI | ||
| 19-02971 | 04/24/2020 | Claimant(s): Brandt Brock Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): C. Sumpter Logan Hearing Site: Oklahoma City, OK | ||
| 19-02802 | 04/22/2020 | Claimant(s): Mary Bennett Claimant Lawyers(s): Dochtor Kennedy Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ashley K. Kelley Arbitrator(s): Jane Tam Hearing Site: Richmond, VA | ||
| 19-02962 | 04/22/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Ethan Weinberg Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY | ||
| 19-02767 | 04/17/2020 | Claimant(s): Bradley Bowman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 19-02154 | 04/14/2020 | Claimant(s): Bryan Rigg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): WFG Investments. Respondent Lawyers(s): David Williams Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 19-02961 | 04/09/2020 | Claimant(s): Chuck Roberts Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Madelon M. Rosenfeld Hearing Site: New York, NY | ||
| 19-02739 | 04/08/2020 | Claimant(s): Paula Steinberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Michael S. Lazan Hearing Site: New York, NY | ||
| 19-02830 | 04/06/2020 | Claimant(s): Careena Patel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Sara B. Davis Arbitrator(s): Robert E. Anderson Hearing Site: Hartford, CT |