Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-02853 | 09/11/2020 | Claimant(s): Craig Zeeb Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Trevor Brown Arbitrator(s): Thomas J. Gmeinder Hearing Site: Minneapolis, MN | ||
| 20-00731 | 09/09/2020 | Claimant(s): Philip Cole Claimant Lawyers(s): Dochtor Kennedy Respondent(s): NSA Securities Corporation Respondent Lawyers(s): Dirk C. Salberg Arbitrator(s): Ray J. Grzebielski Hearing Site: Chicago, IL | ||
| 18-03464 | 09/01/2020 | Claimant(s): Paul Valencia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jennifer W. Persico Arbitrator(s): Lita S Menkin, Mollie Wagner Neal, Bryan Myerson Ward Hearing Site: Atlanta, GA | ||
| 19-03693 | 08/31/2020 | Claimant(s): Paul Ewing Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Walnut Street Securities. Respondent Lawyers(s): David Feldstein Arbitrator(s): Michael S. Matek Hearing Site: Kansas City, MO | ||
| 20-00322 | 08/31/2020 | Claimant(s): Mark Schneider Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Christopher F. Robertson Arbitrator(s): Michael S. Matek Hearing Site: Omaha, NE | ||
| 20-00117 | 08/28/2020 | Claimant(s): Phylyp Wagner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Lydia Zaidman Arbitrator(s): Mary E. Woytek Hearing Site: Washington, DC | ||
| 19-02975 | 08/27/2020 | Claimant(s): Patricia Anderson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa Gworek Arbitrator(s): Michael F. Jordan Hearing Site: Milwaukee, WI | ||
| 20-00224 | 08/27/2020 | Claimant(s): Thomas Dupree Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Jim Geiger Hearing Site: Louisville, KY | ||
| 19-03108 | 08/24/2020 | Claimant(s): Alan Zee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 20-00250 | 08/24/2020 | Claimant(s): William Neat Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Gregory P. Szuter Hearing Site: Cincinnati, OH |