Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00846 | 12/02/2020 | Claimant(s): Sharon Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC | ||
| 20-01265 | 12/01/2020 | Claimant(s): Dean Giella Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-00975 | 11/29/2020 | Claimant(s): Debra Kuper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 20-00663 | 11/27/2020 | Claimant(s): Daniel Misse Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Sherry R. Wetsch Hearing Site: New Orleans, LA | ||
| 20-00684 | 11/24/2020 | Claimant(s): John Stevens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Julie Marie Miller Hearing Site: Houston, TX | ||
| 20-01559 | 11/24/2020 | Claimant(s): John Canada Claimant Lawyers(s): Dochtor Kennedy Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX | ||
| 20-00964 | 11/20/2020 | Claimant(s): Vladimir Greben Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): David Feldstein Arbitrator(s): David L. Ruderman Hearing Site: Baltimore, MD | ||
| 20-01449 | 11/20/2020 | Claimant(s): EDWIN WAINGART Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Keegan & Company Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-01381 | 11/19/2020 | Claimant(s): Kristina Connell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): Matt Winterhalter Arbitrator(s): Hearing Site: Wilmington, DE | ||
| 20-01094 | 11/18/2020 | Claimant(s): Eric Brown Claimant Lawyers(s): Dochtor Kennedy Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Trevor Brown Arbitrator(s): Susan L. Walker Hearing Site: Milwaukee, WI |