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FINRA Awards for Dochtor Kennedy

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Displaying 541-550 out of 1,283 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0293803/23/2021Claimant(s): William Young
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Michael W. Arnold
Arbitrator(s): Sherry R. Wetsch
Hearing Site: Houston, TX
20-0269103/22/2021Claimant(s): A. Longenecker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
20-0217803/20/2021Claimant(s): Todd Lester
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
20-0258903/19/2021Claimant(s): Ritchy Scoggin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
20-0287603/19/2021Claimant(s): Timothy Walsh
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fortune Financial Services., World Choice Securities.
Respondent Lawyers(s): Karl E. May, Robert K. Cargin
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
20-0137003/18/2021Claimant(s): Stephen Webb
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Clydia Jean Cuykendall
Hearing Site: Seattle, WA
20-0142503/17/2021Claimant(s): Adam Bishop
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Annette K. Ebright
Arbitrator(s): Jane Ann McKenzie
Hearing Site: Seattle, WA
20-0221103/17/2021Claimant(s): Christopher Burque
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Kathy A. Tatone
Hearing Site: Minneapolis, MN
20-0223103/17/2021Claimant(s): Colin Williams
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Portland, OR
20-0226303/17/2021Claimant(s): Matthew Hoffman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): James J. Fishman
Hearing Site: New York, NY

1,283 Results

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