Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02462 | 04/09/2021 | Claimant(s): Ahmiel Baum Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Jeffrey S. Margolin Arbitrator(s): Richard W. Dissen Hearing Site: Pittsburgh, PA | ||
| 20-02816 | 04/09/2021 | Claimant(s): John Moriarty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): American General Securities Incorporated Respondent Lawyers(s): James V. Noblett Arbitrator(s): Robert J. Scafuri Hearing Site: St. Louis, MO | ||
| 20-02818 | 04/09/2021 | Claimant(s): John Moriarty Claimant Lawyers(s): Dochtor Kennedy Respondent(s): National Planning Corporation Respondent Lawyers(s): Eric A. Michaels Arbitrator(s): Tracy L. Allen Hearing Site: St. Louis, MO | ||
| 20-01507 | 04/08/2021 | Claimant(s): Michael Morgan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Carole G. Miller Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 20-02585 | 04/08/2021 | Claimant(s): Thomas Loper Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): David A. Schuler Hearing Site: Oklahoma City, OK | ||
| 20-02710 | 04/08/2021 | Claimant(s): Howard Saxauer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Benjamin F. Breslauer Hearing Site: Las Vegas, NV | ||
| 20-02937 | 04/07/2021 | Claimant(s): Eric Wegner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN | ||
| 20-02022 | 04/05/2021 | Claimant(s): Darin Ely Claimant Lawyers(s): Dochtor Kennedy Respondent(s): BI Investments, Infinex Investments. Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Michael J. Ahlstrom Hearing Site: Norfolk, VA | ||
| 20-02847 | 04/05/2021 | Claimant(s): Robert Feighan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY | ||
| 20-02709 | 04/02/2021 | Claimant(s): Stephen Bush Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): Michael J. Ahlstrom Hearing Site: Charlotte, NC |