Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03787 | 11/16/2021 | Claimant(s): Joseph Marino Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Voya Financial Advisors. Respondent Lawyers(s): Zachary S. Knoblock Arbitrator(s): Lewis S. Kurlantzick Hearing Site: Hartford, CT | ||
| 19-03654 | 11/15/2021 | Claimant(s): Clinton Rinehart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): David I. Hantman Arbitrator(s): Richard W. Dissen Hearing Site: Cincinnati, OH | ||
| 21-01751 | 11/12/2021 | Claimant(s): Bradley Tiche Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Jeanette E. Dennis Arbitrator(s): Robert E. Anderson Hearing Site: Pittsburgh, PA | ||
| 21-00461 | 11/11/2021 | Claimant(s): Lloyd Glazer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas J. Cahill Arbitrator(s): Howard N. Gorney Hearing Site: Boston, MA | ||
| 20-03431 | 11/05/2021 | Claimant(s): Huey Luu Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Francis Vincent Dane Hearing Site: Seattle, WA | ||
| 21-00702 | 11/03/2021 | Claimant(s): Anibal Drelichman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Oppenheimer & Co.., Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Nicola Anne Murphy Arbitrator(s): Michael James Malone Hearing Site: Washington, DC | ||
| 20-04117 | 11/02/2021 | Claimant(s): Kurt Kerrigan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Andrea U. Calve Hearing Site: Dallas, TX | ||
| 20-03795 | 11/01/2021 | Claimant(s): Edward Condon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Financial Products Respondent Lawyers(s): Peter Horacek Arbitrator(s): Richard W. Vallario Hearing Site: New York, NY | ||
| 21-00277 | 11/01/2021 | Claimant(s): Kevin Saia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Calton & Associates. Respondent Lawyers(s): Debra A. Jenks Arbitrator(s): Ronald Harris Kisner Hearing Site: New York, NY | ||
| 21-00917 | 10/29/2021 | Claimant(s): Lawrence Redell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Frances Johnson Wright Hearing Site: Dallas, TX |