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FINRA Awards for Dochtor Kennedy

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Displaying 271-280 out of 1,283 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0232506/03/2022Claimant(s): Travis McGann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie I. Holder
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
21-0254406/03/2022Claimant(s): Donald Wyrick
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): John P. Cullem
Hearing Site: Nashville, TN
21-0252106/01/2022Claimant(s): Michael Awosemusi
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Dineo Coleman Gary
Hearing Site: Dallas, TX
21-0257305/25/2022Claimant(s): Timothy Souhrada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
21-0277105/24/2022Claimant(s): Jeremiah Butout
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): David S. Eisenberg
Hearing Site: Phoenix, AZ
21-0191305/23/2022Claimant(s): William Crull
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert J. Gregory
Hearing Site: New Orleans, LA
21-0136505/16/2022Claimant(s): Allen Wilson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, J. B. Hanauer & Co.
Respondent Lawyers(s): Leyla Bari, Michael Naccarato
Arbitrator(s): Paul Allan Massaro
Hearing Site: Jersey City, NJ
21-0231605/13/2022Claimant(s): Thomas Moore
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Advest., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Ronald Harris Kisner
Hearing Site: New York, NY
21-0270305/13/2022Claimant(s): Peter Joers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
21-0255805/11/2022Claimant(s): Brian Parker
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services, National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels, Julie E. Ravis
Arbitrator(s): Jeff Kilgore
Hearing Site: New Orleans, LA

1,283 Results

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